SCHWARTZ & CO.

Broker-DealerFINRA MemberEst. 2004

Total AUM

$10.5B

Discretionary

$181M

2% of AUM

Accounts

1,737

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Bloomfield Hills, Michigan
CRD number: 7294
Registered since: March 15, 2004
Website: www.gjsco.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, RBC CAPITAL MARKETS, LLC, EMPOWER
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans74.98%
HNWI13.84%
Individuals5.71%
Corporations / Businesses4.3%
Charitable Organizations0.99%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Schwartz & Co. operates as a corporate investment bank and insurance broker-dealer that serves both individual and institutional clients. The firm has been SEC-registered since 2004 and is privately owned. Its business combines broker-dealer and insurance distribution capabilities alongside fee-based advisory services such as financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and investor education through publications and seminars. Fee arrangements include percentage-of-AUM pricing as well as hourly and fixed-fee engagements. The firm does not position itself as an ESG-focused allocator.