W&S Brokerage Services, Inc.

Overview

W&S Brokerage Services, Inc. is a corporate broker-dealer and insurance broker that provides portfolio management for individuals and small businesses and also selects outside advisers on behalf of clients. The firm uses a percentage-of-assets fee model and serves individual and family clients. FINTRX lists the firm as a domestic entity owned at the individual level and notes it registered with the SEC in 2018. The firm is not identified as an active ESG investor and is not classified as a capital allocator in the data set. W&S engages in several industry roles beyond brokerage and insurance distribution. FINTRX records affiliations that include acting as an investment adviser, participation as a commodity pool operator/CTA, and roles as sponsor, general partner, or managing member of pooled investment vehicles, which suggests the firm can both recommend and administer collective structures in addition to advising retail clients.

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Public Holdings

Investments & Alternatives

Location & Offices