W&S Brokerage Services, Inc.

Overview

W&S Brokerage Services, Inc. is a corporation that operates as a combination broker-dealer and insurance broker and provides advisory services focused on individuals and small businesses. The firm is SEC-registered (since 2018) and bills advisory clients on a percentage-of-AUM basis. Its advisory scope includes direct portfolio management for individual and small-business clients and the selection of third‑party advisers. The firm’s client base is individual and family clients; it is classified as an unclassified adviser and does not identify as an ESG investor. Regulatory and business affiliations reported by the firm extend beyond brokerage and insurance distribution: filings list roles consistent with being an other investment adviser, a commodity pool/CTA participant, and a sponsor/GP or managing member of pooled investment vehicles. Those affiliations suggest the firm can both distribute insurance and mutual fund products and engage in structuring or sponsoring pooled investment vehicles.

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Location & Offices