FIFTH THIRD SECURITIES, INC.
Firm details
- Headquarters
- CINCINNATI, Ohio
- CRD number
- 628
- Registered since
- November 17, 2004
- Website
- www.53.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals74.76%
- HNWI22.91%
- Pension & Profit Sharing Plans1.38%
- Corporations / Businesses0.83%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Fifth Third Securities, Inc. operates as a broker-dealer and insurance broker with registered municipal advisor capabilities. The firm serves both individual and family clients as well as institutional investors, charging a percentage-of-AUM fee model for advisory services. Its advisory scope spans financial planning, portfolio management for individuals, small businesses and institutions, and the selection of outside advisers. The firm is also identified as an active ESG investor, and it engages in a range of business activities that connect brokerage, banking, trust and insurance channels.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds30%
- Cash & Cash Equivalents3%
Owners & executives
3 of 3PETER SAMBOUL
CEOCRD 4887671
JARRETT JACOBS
Chief Compliance OfficerCRD 3190249
John Westerfield
Chief Investment OfficerCRD 7581662
Contacts
3 of 1378Kourosh Kamy
Investment AdviserCRD 7715175
Christopher Fallat
Registered RepresentativeCRD 7250056
JOHN MARIAN
Managing DirectorCRD 4025643
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 419Active vs passive
$1.9B in ETFs
86%
$1.6B
11%
$269M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $65.7M | 113,784 | 3.54% |
Location
CINCINNATI, OH
HAMILTON
Location
CINCINNATI, OH
Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 34 Fountain Square Plz
- Time zone
- ET (UTC-5)
- Office locations
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