Fifth Third Securities, Inc.
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 628
- Registered since
- November 17, 2004
- Website
- www.53.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals74.76%
- HNWI22.91%
- Pension & Profit Sharing Plans1.38%
- Corporations / Businesses0.83%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Fifth Third Securities, Inc. is a broker‑dealer and insurance broker that also serves as a registered municipal advisor. The firm is SEC‑registered (initial registration recorded in 2004) and reports a mixed client base of individual and family investors as well as institutional clients. Its advisory offerings include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Fee arrangements are reported on a percentage‑of‑AUM basis. The firm is identified as an active ESG investor and maintains affiliations across banking, trust, insurance and other investment‑product sponsor roles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds30%
- Cash & Cash Equivalents3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 494Active vs passive
$2.3B in ETFs
85%
$2B
12%
$360M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $80.7M | 105,308 | 3.45% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 34 Fountain Square Plz
- Time zone
- ET (UTC-5)
- Office locations
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