Rkca, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Cincinnati, Ohio
CRD number
17655
Registered since
April 8, 1986

Firm profile

FINTRX

Overview

Rkca, Inc. is a privately held corporation classified as an investment bank and has been SEC-registered since 1986. The firm is owned by an individual rather than an institutional parent. The available records identify it as an investment bank rather than a capital allocator or a multi-state registered investment adviser. The dataset flags several negative attributes: the firm is not listed as a capital allocator, it is not an active ESG investor, it is not a multi-state adviser, it is not newly formed, and it does not present itself as a pension consultant or a related adviser. Core items that typically describe an advisory business — client base, fee schedules, business lines, and specific advisory activities — were not provided in the source material. The limited disclosures suggest Rkca, Inc. operates in a capacity other than a traditional RIA client-facing wealth manager, or that its advisory footprint is minimal or not reported in the supplied dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 23
  • Maxwell Jewett

    Maxwell Jewett

    Investment Banking AnalystCRD 7862719

  • Alexander Mumma

    Alexander Mumma

    ConsultantCRD 8019171

  • Paul Ouweneel

    Paul Ouweneel

    Managing DirectorCRD 5728528

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
1077 Celestial St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth