Rkca, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Cincinnati, Ohio
CRD number
17655
Registered since
April 8, 1986

Firm profile

FINTRX

Overview

Rkca, Inc. is organized as a corporation and is recorded as SEC-registered since 1986. The firm is classified in the snapshot data as an investment bank and is owned by an individual. The profile flags several operational attributes: it is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not newly formed. It is also not listed as a pension consultant or a related adviser. The FINTRX snapshot does not include granular information about client segments, fee schedules, specific advisory or transactional services, or asset-management responsibilities. The combination of “investment bank” classification with a “capital allocator: No” designation implies the firm’s primary activity in the dataset is likely advisory or investment-banking work rather than acting as an allocator of client or institutional capital to external managers or alternative strategies.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 22
  • Alexander Mumma

    Alexander Mumma

    ConsultantCRD 8019171

  • Paul Ouweneel

    Paul Ouweneel

    Managing DirectorCRD 5728528

  • Thomas Compton

    Thomas Compton

    PartnerCRD 6535588

Unlock 19 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
1077 Celestial St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth