LEIGH BALDWIN & CO., LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
$291M
Discretionary
$291M
100% of AUM
Accounts
986
Employees
16
Advisory reps
66
Brokerage reps
16

Firm details

Headquarters
CAZENOVIA, New York
CRD number
38751
Registered since
June 24, 2008
Website
leighbaldwinadvisory.com
Fee structure
Percentage of AUM, Other
Client types
  • HNWI47.91%
  • Individuals42.5%
  • Charitable Organizations7.57%
  • Corporations / Businesses1.04%
  • Pension & Profit Sharing Plans0.99%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Leigh Baldwin & Co, LLC is an independent broker-dealer and registered adviser that serves both individual/family and institutional clients. The firm is organized as an LLC and has been SEC-registered since 2008. Its business mix includes broker-dealer and insurance broker activities alongside advisory services such as financial planning, discretionary portfolio management for individuals, small businesses and institutions, and selection of other advisers. The firm operates with a percentage-of-AUM fee model (alongside other fee types) and identifies itself as a capital allocator. FINTRX flags the firm as not active on ESG investing and not classified as a multi-state adviser for regulatory purposes. Leigh Baldwin & Co performs both brokerage and advisory roles, which suggests clients may receive a combination of advisory portfolios and brokerage/insurance solutions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 35%, Private Funds 30%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 10%, US Government Bonds 2%, Investment Grade Corp Bonds 2%35%
  • Exchange Traded Equities35%
  • Private Funds30%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents10%
  • US Government Bonds2%

Owners & executives

3 of 6

  • STEFANIE DOROZYNSKI

    Chief Compliance OfficerCRD 4899201

  • MARTIN SALTZMAN

    Principal & COOCRD 1131052

  • Alicia Testani

    Client Relations CoordinatorCRD 7829574

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Contacts

3 of 60

  • LEIGH BALDWIN

    President, Senior Portfolio ManagerCRD 1895333

  • JOHN ARRINGTON

    Investment AdvisorCRD 2168202

  • AUSTIN TOOMEY

    Financial AdvisorCRD 5982808

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 90

Active vs passive

$116M in ETFs

Passive

37%

$42.6M

Active

57%

$73.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE DIVIDEND GROWTH ETF (DGRO)BlackRockPassiveLarge Value$6.5M93,1745.62%
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Location

Primary office

CAZENOVIA, NY

MADISON

Location

CAZENOVIA, NY

Headquartered in CAZENOVIA, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area
Syracuse-Auburn, NY
Region
Northeast
County
MADISON
Address
112 Albany St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth