Thompson Davis Asset Management

Broker-DealerFINRA MemberEst. 2021

Total AUM

$211M

Discretionary

$211M

100% of AUM

Accounts

300

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Richmond, Virginia
CRD number: 41353
Registered since: March 5, 2021
Website: www.thompsondavis.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI67.38%
Individuals28.88%
Pooled Investment Vehicles1.95%
Corporations / Businesses1.79%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Thompson Davis Asset Management is a corporation that combines broker‑dealer operations with advisory services. The firm is SEC‑registered (since 2021) and is owned by an individual. It positions itself as an independent broker‑dealer and capital allocator serving both individual and family clients as well as institutional investors. Its advisory scope includes financial planning, discretionary portfolio management for individuals, small businesses, pooled vehicles and institutions, and the selection of third‑party advisers. The firm also sponsors and acts as a general partner/managing member for pooled investment vehicles. Fee arrangements include AUM‑based fees, fixed fees and performance‑based fees. Thompson Davis is not listed as an active ESG investor.