Thompson Davis Asset Management
Firm details
- Headquarters
- Richmond, Virginia
- CRD number
- 41353
- Registered since
- March 5, 2021
- Website
- www.thompsondavis.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI67.38%
- Individuals28.88%
- Pooled Investment Vehicles1.95%
- Corporations / Businesses1.79%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Thompson Davis Asset Management is an independent broker-dealer and SEC-registered investment adviser that also functions as a capital allocator. Registered in 2021 and owned by an individual, the firm serves both individuals/families and institutional clients. Its advisory remit includes financial planning, discretionary portfolio management across individuals, pooled investment vehicles and institutions, and selecting other advisers. The firm also acts as sponsor, general partner or managing member of pooled vehicles and distributes other financial products through broker-dealer channels. Fee arrangements are flexible and include percentage-of-AUM, fixed fees and performance-based fees. Thompson Davis does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Public Funds/Mutual Funds28%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
June Altizer
Chief Financial OfficerCRD 2114981
William Davis
CEO and Portfolio ManagerCRD 2056775
Peggy Walz
Chief Compliance OfficerCRD 2996925
Contacts
3 of 6
Edward Thompson
Chairman of the BoardCRD 445674
Adam Thalhimer
Director of ResearchCRD 4472072
Matthew Daniel
Founding PartnerCRD 4258203
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$50.4M in ETFs
74%
$37.1M
14%
$13.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $3.2M | 63,274 | 6.35% |
Location
Richmond, VA
Chesterfield
Location
Richmond, VA
Headquartered in Richmond, VA, in the South of the United States.
- Region
- South
- County
- Chesterfield
- Address
- 9030 Stony Point Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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