HARRIS WILLIAMS

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
322
Avg account
$0

Firm details

Headquarters
RICHMOND, Virginia
CRD number
113930
Registered since
December 14, 2001

Firm profile

FINTRX

Overview

Harris Williams is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm appears to operate as a transaction- and advisory-focused business rather than as a capital allocator or asset manager. FINTRX records show Harris Williams registered with the SEC in 2001 and owned by domestic entities and individuals. The profile data indicates the firm is not flagged as an active ESG investor, is not registered as a multi-state investment adviser, and is not listed as a pension consultant. No further detail about fee schedules, specific advisory services, or related affiliations was provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • ASHLEY VAN DER WAAG

    Managing Director, Chief Compliance OfficerCRD 3079633

  • PAUL POGGI

    Chief Operating Officer & Managing DirectorCRD 5277661

  • JOHN NEUNER

    Co-CEOCRD 4578584

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Contacts

3 of 318
  • TIMOTHY ALEXANDER

    Managing DirectorCRD 3104244

  • BRYCE WALKER

    Managing DirectorCRD 6211310

  • MARIA RIADOVA

    Investment Banking AssociateCRD 8180283

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RICHMOND, VA

RICHMOND CITY

Location

RICHMOND, VA

Headquartered in RICHMOND, VA, in the South of the United States.

Region
South
County
RICHMOND CITY
Address
1001 Haxall Point
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth