Harris Williams

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
380
Avg account
$0

Firm details

Headquarters
Richmond, Virginia
CRD number
113930
Registered since
December 14, 2001

Firm profile

FINTRX

Overview

Harris Williams is organized as a limited liability company and is classified as an investment bank. It has been SEC-registered since 2001 and is owned by a combination of domestic entities and individual stakeholders. The firm's profile in the source data indicates it does not operate as a capital allocator, which aligns with an advisory and transaction-oriented business model rather than ongoing portfolio management. Regulatory and operational flags in the dataset note that Harris Williams does not identify as an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and does not function as a pension consultant or related adviser. Those attributes reinforce the characterization of the firm as focused on investment-banking activities rather than traditional registered-adviser services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Ashley Van Der Waag

    Ashley Van Der Waag

    Managing Director, Chief Compliance OfficerCRD 3079633

  • Paul Poggi

    Paul Poggi

    Chief Operating Officer & Managing DirectorCRD 5277661

  • John Neuner

    John Neuner

    Co-CEOCRD 4578584

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Contacts

3 of 376
  • Timothy Alexander

    Timothy Alexander

    Managing DirectorCRD 3104244

  • Bryce Walker

    Bryce Walker

    Managing DirectorCRD 6211310

  • Maria Riadova

    Maria Riadova

    Investment Banking AssociateCRD 8180283

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Richmond, VA

Richmond City

Location

Richmond, VA

Headquartered in Richmond, VA, in the South of the United States.

Region
South
County
Richmond City
Address
1001 Haxall Point
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth