MILESTONE INVESTMENTS, INC.

Broker-DealerFINRA MemberEst. 2022

Total AUM

$277M

Discretionary

0% of AUM

Accounts

138

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 47090
Registered since: April 4, 2022
Website: milestoneinvestmentsinc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Commissions
Client types: Pension & Profit Sharing Plans83.84%
HNWI11.67%
Individuals4.48%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Milestone Investments, Inc. is a small corporate RIA and broker-dealer that combines advisory services with insurance brokerage. Registered with the SEC in 2022, the firm serves both individual and institutional clients and lists portfolio management for individuals/small businesses, portfolio management for businesses or institutions, and pension consulting services among its advisory activities. Investment activity skews toward public-market equity exposure, with a clear preference for liquid, exchange-traded instruments supplemented by mutual funds and insurance products. Fee arrangements are mixed: percentage-of-AUM billing sits alongside hourly charges and commissionable business, reflecting the hybrid advisory/broker-dealer model. Milestone does not identify as an active ESG investor and is not presented as a multi-state adviser or capital allocator.