LINDEN THOMAS AND COMPANY SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
290244
Registered since
May 11, 2018

Firm profile

FINTRX

Overview

Linden Thomas And Company Securities, LLC is a limited liability company registered with the SEC in 2018. FINTRX classifies the firm as unclassified and notes ownership structure as a domestic entity with individual ownership. The firm is not identified as a capital allocator, is not active on ESG investing, and is not designated as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Segal

    Chief Operating OfficerCRD 1811436

  • David Hunt

    Chief Compliance OfficerCRD 2772872

Contacts

3 of 14
  • Nick Stockdale

    Registered RepresentativeCRD 5733846

  • CLARK TUCKER

    Managing DirectorCRD 1977842

  • STEPHEN THOMAS

    Managing PrincipalCRD 1789031

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
516 N Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth