Broker-Dealers in North Carolina
59 Broker-Dealers headquartered in North Carolina managing a combined $3.6B.
By city
All Broker-Dealers in North Carolina
First Citizens Investor Services, Inc.
Broker-DealerRaleigh, NC
AUM $2.6BTEAM 352REPS 719
Fortress Private Ledger, LLC
Broker-DealerRaleigh, NC
AUM $584MTEAM 22REPS 26
Milestone Investments, Inc.
Broker-DealerCharlotte, NC
AUM $277MTEAM 2REPS 2
Intercarolina Financial Services, Inc.
Broker-DealerGreensboro, NC
AUM $85.4MTEAM 29REPS 31
Innovation Partners LLC
Broker-DealerCharlotte, NC
AUM $21.7MTEAM 305REPS 353
Bourne Partners Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 25
Modern Capital Securities Inc.
Broker-DealerRaleigh, NC
AUM —REPS 43
Tradier Brokerage, Inc.
Broker-DealerCharlotte, NC
AUM —REPS 13
North Inlet Advisors, LLC
Broker-DealerCharlotte, NC
AUM —REPS 5
Carolina Financial Securities, LLC
Broker-DealerBrevard, NC
AUM —REPS 10
The Strategic Alliance Corporation
Broker-DealerAlbemarle, NC
AUM —REPS 4
Folla Capital, LLC
Broker-DealerWilmington, NC
AUM —REPS 4
First Ballantyne, LLC
Broker-DealerCharlotte, NC
AUM —REPS 12
Sovereign Legacy Securities, Inc.
Broker-DealerPinehurst, NC
AUM —REPS 3
Fennebresque & Co, LLC
Broker-DealerCharlotte, NC
AUM —REPS 4
First Tryon Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 13
Mcduffie/Morris Financial Group, Inc.
Broker-DealerCharlotte, NC
AUM —REPS 1
Tobin & Company Securities LLC
Broker-DealerCharlotte, NC
AUM —REPS 14
Allspring Funds Distributor, LLC
Broker-DealerCharlotte, NC
AUM —REPS 215
Southeast Investments, N.C., Inc.
Broker-DealerCharlotte, NC
AUM —TEAM 2REPS 58
Optsecurities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 6
Secu Brokerage Services
Broker-DealerRaleigh, NC
AUM —REPS 262
JBS Liberty Securities, Inc.
Broker-DealerKannapolis, NC
AUM —REPS 16
Barings Securities LLC
Broker-DealerCharlotte, NC
AUM —REPS 77
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