Broker-Dealers in North Carolina
59 Broker-Dealers headquartered in North Carolina managing a combined $3.6B.
By city
All Broker-Dealers in North Carolina
First Citizens Investor Services, Inc.
Broker-DealerRaleigh, NC
AUM $2.6BTEAM 352REPS 739
Fortress Private Ledger, LLC
Broker-DealerRaleigh, NC
AUM $584MTEAM 22REPS 29
Milestone Investments, Inc.
Broker-DealerCharlotte, NC
AUM $277MTEAM 2REPS 2
Intercarolina Financial Services, Inc.
Broker-DealerGreensboro, NC
AUM $85.4MTEAM 29REPS 29
Innovation Partners LLC
Broker-DealerCharlotte, NC
AUM $21.7MTEAM 305REPS 362
Capital Management of the Carolinas, LLC
Broker-DealerCharlotte, NC
AUM —REPS 14
Optsecurities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 6
Mcduffie/Morris Financial Group, Inc.
Broker-DealerCharlotte, NC
AUM —REPS 1
Capfinancial Securities, LLC
Broker-DealerRaleigh, NC
AUM —REPS 449
Hatteras Capital Distributors, LLC
Broker-DealerRaleigh, NC
AUM —REPS 7
Wells Fargo Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 3942
Place Trade Financial, Inc.
Broker-DealerRaleigh, NC
AUM —REPS 1
Modern Capital Securities Inc.
Broker-DealerRaleigh, NC
AUM —REPS 39
Bourne Partners Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 26
Allspring Funds Distributor, LLC
Broker-DealerCharlotte, NC
AUM —REPS 214
Elevation, LLC
Broker-DealerCharlotte, NC
AUM —REPS 25
Nextier Distribution LLC
Broker-DealerRaleigh, NC
AUM —REPS 9
Fidus Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 7
Sovereign Legacy Securities, Inc.
Broker-DealerPinehurst, NC
AUM —REPS 3
First Tryon Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 13
Millennium Advisors, LLC
Broker-DealerCharlotte, NC
AUM —REPS 68
Sherman & Company LLC
Broker-DealerCharlotte, NC
AUM —REPS 12
Philpott Ball & Werner, LLC
Broker-DealerCharlotte, NC
AUM —REPS 10
Equitable Distributors, LLC
Broker-DealerCharlotte, NC
AUM —REPS 423
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