Broker-Dealers in North Carolina
58 Broker-Dealers headquartered in North Carolina managing a combined $3.6B.
By city
All Broker-Dealers in North Carolina
First Citizens Investor Services, Inc.
Broker-DealerRaleigh, NC
AUM $2.6BTEAM 352REPS 736
Fortress Private Ledger, LLC
Broker-DealerRaleigh, NC
AUM $584MTEAM 22REPS 28
Milestone Investments, Inc.
Broker-DealerCharlotte, NC
AUM $277MTEAM 2REPS 2
Intercarolina Financial Services, Inc.
Broker-DealerGreensboro, NC
AUM $85.4MTEAM 29REPS 30
Innovation Partners LLC
Broker-DealerCharlotte, NC
AUM $21.7MTEAM 305REPS 357
Mcduffie/Morris Financial Group, Inc.
Broker-DealerCharlotte, NC
AUM —REPS 1
Equitable Distributors, LLC
Broker-DealerCharlotte, NC
AUM —REPS 427
Place Trade Financial, Inc.
Broker-DealerRaleigh, NC
AUM —REPS 1
Wells Fargo Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 3955
Southeast Investments, N.C., Inc.
Broker-DealerCharlotte, NC
AUM —TEAM 2REPS 58
Bourne Partners Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 26
Ally Invest Securities LLC
Broker-DealerCharlotte, NC
AUM —REPS 188
Secu Brokerage Services
Broker-DealerRaleigh, NC
AUM —REPS 259
Fidus Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 7
Brighthouse Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 404
South Atlantic Enterprises, Inc.
Broker-DealerRaleigh, NC
AUM —REPS 1
North Inlet Advisors, LLC
Broker-DealerCharlotte, NC
AUM —REPS 5
Linden Thomas and Company Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 14
Millennium Advisors, LLC
Broker-DealerCharlotte, NC
AUM —REPS 68
Barnabas Capital, LLC
Broker-DealerCharlotte, NC
AUM —REPS 27
Equity Shift, Inc.
Broker-DealerRaleigh, NC
AUM —REPS 7
JBS Liberty Securities, Inc.
Broker-DealerKannapolis, NC
AUM —REPS 16
B&D Capital Partners, LLC
Broker-DealerCharlotte, NC
AUM —REPS 2
Capital Management of the Carolinas, LLC
Broker-DealerCharlotte, NC
AUM —REPS 14
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