Broker-Dealers in North Carolina

58 Broker-Dealers headquartered in North Carolina managing a combined $3.6B.

By city

All Broker-Dealers in North Carolina

First Citizens Investor Services, Inc.

Broker-Dealer

Raleigh, NC

AUM $2.6BTEAM 352REPS 730

Fortress Private Ledger, LLC

Broker-Dealer

Raleigh, NC

AUM $584MTEAM 22REPS 28

Milestone Investments, Inc.

Broker-Dealer

Charlotte, NC

AUM $277MTEAM 2REPS 2

Intercarolina Financial Services, Inc.

Broker-Dealer

Greensboro, NC

AUM $85.4MTEAM 29REPS 30

Innovation Partners LLC

Broker-Dealer

Charlotte, NC

AUM $21.7MTEAM 305REPS 356

Capital Investment Brokerage, Inc.

Broker-Dealer

Raleigh, NC

AUM REPS 24

Mcduffie/Morris Financial Group, Inc.

Broker-Dealer

Charlotte, NC

AUM REPS 1

First Tryon Securities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 13

Sherman & Company LLC

Broker-Dealer

Charlotte, NC

AUM REPS 12

North Inlet Advisors, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 5

Carofin, LLC

Broker-Dealer

Brevard, NC

AUM REPS 7

Bundy Group Securities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 5

Fountainplace Securities Partners LLC

Broker-Dealer

Raleigh, NC

AUM REPS 2

Cleansource Securities

Broker-Dealer

Charlotte, NC

AUM REPS 2

The Strategic Alliance Corporation

Broker-Dealer

Albemarle, NC

AUM REPS 4

Southeast Investments, N.C., Inc.

Broker-Dealer

Charlotte, NC

AUM TEAM 2REPS 58

Anderson Leneave & Co

Broker-Dealer

Charlotte, NC

AUM REPS 5

Optsecurities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 6

Envoy Securities

Broker-Dealer

Charlotte, NC

AUM REPS 18

South Atlantic Enterprises, Inc.

Broker-Dealer

Raleigh, NC

AUM REPS 1

Fidus Securities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 7

Allspring Funds Distributor, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 213

Modern Capital Securities Inc.

Broker-Dealer

Raleigh, NC

AUM REPS 41

Equitable Distributors, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 424

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