Ally Invest Securities LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
196
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
136131
Registered since
November 29, 2005

Firm profile

FINTRX

Overview

Ally Invest Securities LLC is recorded as a limited liability company that has been SEC-registered since 2005. FINTRX classifies the firm as "Unclassified" and lists its owner type as domestic entity/individual. The firm's FINTRX profile does not populate key descriptive fields: business activities, advisory activities, fee structure and client base are not provided. The record flags several negative attributes explicitly: the firm is not identified as an active ESG investor, not a capital allocator, not a multi-state adviser, not a pension consultant, and not a related adviser. Beyond the registration year and basic legal form, the dataset supplies little about the firm's investment focus, service offering or target clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Gerald Krager

    Gerald Krager

    Chief Compliance OfficerCRD 2943927

Contacts

3 of 195
  • Jonathan Ament

    Jonathan Ament

    Senior SpecialistCRD 5227070

  • Jorge Espinoza

    Jorge Espinoza

    SpecialistCRD 7203176

  • Matthew Dorosh

    Matthew Dorosh

    Team LeaderCRD 6746526

Unlock 192 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
601 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth