Ally Invest Securities LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
188
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
136131
Registered since
November 29, 2005

Firm profile

FINTRX

Overview

Ally Invest Securities LLC is organized as a limited liability company and has been SEC-registered since 2005. Ownership is identified as a combination of a domestic entity and an individual. The firm is recorded as unclassified in the source data and does not present itself as a capital allocator. It also indicates it is not an active ESG investor, not a multi-state adviser, not newly formed, and not positioned as a pension consultant or related adviser. The firm did not provide details on its advisory or business activities, client base, or fee structure in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Gerald Krager

    Gerald Krager

    Chief Compliance OfficerCRD 2943927

Contacts

3 of 187
  • Ashley Liggins

    Ashley Liggins

    Product ManagementCRD 5657360

  • Mitchell Zaelit

    Mitchell Zaelit

    DirectorCRD 5857393

  • John Ratey

    John Ratey

    Financial AdvisorCRD 5890813

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
601 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth