Wells Fargo Securities, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
3,660
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
126292
Registered since
May 29, 2003

Firm profile

FINTRX

Overview

Wells Fargo Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm is listed as SEC-registered since 2003. FINTRX indicates it does not operate as a capital allocator and is not flagged as a multi-state registered adviser or an active ESG investor. No advisory activities, fee schedule, or client-base details were provided in the source dataset. The combination of an investment-bank classification and the absence of recorded advisory activity in FINTRX suggests the entity functions primarily in capital markets and transactional roles rather than as a discretionary wealth manager within this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 35
  • Paula Charles

    Paula Charles

    Chief Administrative OfficerCRD 4682988

  • Michael Ludwig

    Michael Ludwig

    Managing Director and Chief Operating OfficerCRD 2367737

  • Julianne Bowe

    Julianne Bowe

    CLO TradingCRD 5681785

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Contacts

3 of 3625
  • Raul Perez

    Wells Fargo Securities BankerCRD 3203186

  • Samuel Elliott

    Investment Banking AssociateCRD 7162583

  • Dominique Parker

    Dominique Parker

    Business ManagerCRD 7163565

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
550 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth