PHILPOTT BALL & WERNER, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 156364
- Registered since
- December 5, 2011
- Website
- pbandw.com
Firm profile
FINTRXOverview
Philpott Ball & Werner, LLC is organized as a limited liability company and is classified in the available data as an investment bank. The firm is SEC-registered (since 2011) and appears to be owned by a combination of a domestic entity and an individual. The record indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. Regulatory and service-type flags in the dataset show Philpott Ball & Werner is not registered as a multi-state adviser and is not listed as a pension consultant or related adviser. Fields for client base, fee structure, business activities and advisory activities are blank in the source data, so public detail about the firm’s client focus or advisory mandate is limited.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1EDWARD WERNER
Managing Director, Chief Executive OfficerCRD 5886390
Contacts
3 of 8ERIK APPARETI
Managing Director & PrincipalCRD 5922203
JACOB NESTER
AnalystCRD 7130022
Casey Sullivan
Investment Banking AnalystCRD 7916227
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 11325 N Community House Rd
- Time zone
- ET (UTC-5)
- Office locations
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