PHILPOTT BALL & WERNER, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
156364
Registered since
December 5, 2011
Website
pbandw.com

Firm profile

FINTRX

Overview

Philpott Ball & Werner, LLC is organized as a limited liability company and is classified in the available data as an investment bank. The firm is SEC-registered (since 2011) and appears to be owned by a combination of a domestic entity and an individual. The record indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. Regulatory and service-type flags in the dataset show Philpott Ball & Werner is not registered as a multi-state adviser and is not listed as a pension consultant or related adviser. Fields for client base, fee structure, business activities and advisory activities are blank in the source data, so public detail about the firm’s client focus or advisory mandate is limited.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • EDWARD WERNER

    Managing Director, Chief Executive OfficerCRD 5886390

Contacts

3 of 8
  • ERIK APPARETI

    Managing Director & PrincipalCRD 5922203

  • JACOB NESTER

    AnalystCRD 7130022

  • Casey Sullivan

    Investment Banking AnalystCRD 7916227

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
11325 N Community House Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth