FIDUS SECURITIES, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 132882
- Registered since
- February 22, 2005
- Website
- www.fiduspartners.com
Firm profile
FINTRXOverview
Fidus Securities, LLC is organized as a limited liability company and is classified in the record as an investment bank. The firm is SEC-registered with an initial registration date listed as 2005 and is owned by a combination of a domestic entity and an individual. The dataset characterizes Fidus Securities as a non-capital-allocating entity and does not identify it as a multi-state adviser, pension consultant, related adviser, or newly formed adviser. The profile also flags that the firm is not an active ESG investor. The public record provided here does not enumerate advisory mandates, fee schedules, client types, or detailed business lines. Taken together, the attributes in the dataset point to a broker-dealer / investment-banking orientation rather than a traditional discretionary asset manager or registered investment adviser focused on client portfolio management.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 7JOHN ROSS
ChairmanCRD 2419176
JOHN GRIGG
Managing DirectorCRD 1740900
PATRICK CLARK
Managing DirectorCRD 5935896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 4201 Congress St
- Time zone
- ET (UTC-5)
- Office locations
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