Fidus Securities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 132882
- Registered since
- February 22, 2005
- Website
- www.fiduspartners.com
Firm profile
FINTRXOverview
Fidus Securities, LLC is a limited liability company that is registered with the SEC and first registered in 2005. Regulatory classifications identify the firm as an investment bank rather than a traditional investment adviser or asset manager. Ownership is listed as a mix of a domestic entity and individual ownership. Public filings flag the firm as not acting as a capital allocator and not positioning itself as an active ESG investor. It is not designated as a multi-state adviser, not newly formed, and is not listed as a pension consultant or a related adviser. Several typical disclosure fields—such as client base, fee structure, and detailed business or advisory activities—are not provided in the available record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 7John Ross
ChairmanCRD 2419176

John Grigg
Managing DirectorCRD 1740900

Thomas Temple
Managing DirectorCRD 1854418
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 4201 Congress St
- Time zone
- ET (UTC-5)
- Office locations
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