FIDUS SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
132882
Registered since
February 22, 2005

Firm profile

FINTRX

Overview

Fidus Securities, LLC is organized as a limited liability company and is classified in the record as an investment bank. The firm is SEC-registered with an initial registration date listed as 2005 and is owned by a combination of a domestic entity and an individual. The dataset characterizes Fidus Securities as a non-capital-allocating entity and does not identify it as a multi-state adviser, pension consultant, related adviser, or newly formed adviser. The profile also flags that the firm is not an active ESG investor. The public record provided here does not enumerate advisory mandates, fee schedules, client types, or detailed business lines. Taken together, the attributes in the dataset point to a broker-dealer / investment-banking orientation rather than a traditional discretionary asset manager or registered investment adviser focused on client portfolio management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • JOHN ROSS

    ChairmanCRD 2419176

  • JOHN GRIGG

    Managing DirectorCRD 1740900

  • PATRICK CLARK

    Managing DirectorCRD 5935896

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth