Fidus Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
132882
Registered since
February 22, 2005

Firm profile

FINTRX

Overview

Fidus Securities, LLC is a limited liability company that is registered with the SEC and first registered in 2005. Regulatory classifications identify the firm as an investment bank rather than a traditional investment adviser or asset manager. Ownership is listed as a mix of a domestic entity and individual ownership. Public filings flag the firm as not acting as a capital allocator and not positioning itself as an active ESG investor. It is not designated as a multi-state adviser, not newly formed, and is not listed as a pension consultant or a related adviser. Several typical disclosure fields—such as client base, fee structure, and detailed business or advisory activities—are not provided in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • John Ross

    ChairmanCRD 2419176

  • John Grigg

    John Grigg

    Managing DirectorCRD 1740900

  • Thomas Temple

    Thomas Temple

    Managing DirectorCRD 1854418

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth