Fidus Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
132882
Registered since
February 22, 2005

Firm profile

FINTRX

Overview

Fidus Securities, LLC operates as a limited liability company classified as an investment bank and has been SEC-registered since 2005. The firm's ownership is listed as a combination of a domestic entity and individual ownership. FINTRX classifies Fidus Securities as not acting as a capital allocator and not functioning as a multi-state or newly formed investment adviser. The firm is not identified as an active ESG investor, a pension consultant, or a related adviser. The available data and classifications point to a primary focus on investment banking activities rather than serving as an advisory firm managing client portfolios or allocating third‑party capital.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • John Ross

    ChairmanCRD 2419176

  • John Grigg

    John Grigg

    Managing DirectorCRD 1740900

  • Patrick Clark

    Patrick Clark

    Managing DirectorCRD 5935896

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth