BARINGS SECURITIES LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 36929
- Registered since
- January 11, 1995
- Website
- www.barings.com
Firm profile
FINTRXOverview
Barings Securities LLC is organized as a limited liability company and has been SEC-registered since 1995. Public records list the owner type as a domestic entity and individual and classify the firm as Unclassified. The firm is not flagged as a capital allocator and is not identified as an active ESG investor. Regulatory attributes also indicate Barings Securities LLC is not a multi-state adviser, not newly formed, and is not designated as a pension consultant or related adviser under the recorded fields.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3MELISSA LAGRANT
Managing Director and Chief Compliance OfficerCRD 5106210
CHRISOFFEL CARY
Chief Compliance OfficerCRD 6847493
DEREK TAWA
Chief Compliance OfficerCRD 3054098
Contacts
3 of 75ASHLEY PALUMBO
Registered RepresentativeCRD 4925809
BRETT SEITLER
Associate DirectorCRD 6116262
Andrea Willett de Yaquian
Portfolio ComplianceCRD 3257386
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 300 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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