Barings Securities LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 36929
- Registered since
- January 11, 1995
- Website
- www.barings.com
Firm profile
FINTRXOverview
Barings Securities LLC is organized as a limited liability company and has been SEC-registered since 1995. The ownership is listed as a domestic entity/individual and the firm's regulatory classification is shown as unclassified. Available records do not detail the firm’s advisory mandates, fee model or client segments. The dataset flags several negatives about the firm’s profile: it is not identified as a capital allocator, is not an active ESG investor, is not designated a multi-state adviser, and is not listed as a pension consultant, newly formed adviser, or related adviser. The firm has not provided additional information about its activities or affiliations in the source data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Bradley Finkle
Global Chief Operating OfficerCRD 2663338

Melissa Lagrant
Managing Director and Chief Compliance OfficerCRD 5106210

Derek Tawa
Chief Compliance OfficerCRD 3054098
Contacts
3 of 74
Ashley Palumbo
Registered RepresentativeCRD 4925809

Brett Seitler
Associate DirectorCRD 6116262
Andrea Willett De Yaquian
Portfolio ComplianceCRD 3257386
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 300 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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