Barings Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
75
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
36929
Registered since
January 11, 1995

Firm profile

FINTRX

Overview

Barings Securities LLC is organized as a limited liability company and is reported as a domestic entity/individual ownership structure. FINTRX classifies the firm as unclassified and flags it as not acting as a capital allocator. The profile indicates the firm is not identified as an active ESG investor, not designated a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The firm has not provided descriptive entries for its business activities, advisory activities, client base, or fee structure in the dataset supplied.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Bradley Finkle

    Bradley Finkle

    Global Chief Operating OfficerCRD 2663338

  • Derek Tawa

    Derek Tawa

    Chief Compliance OfficerCRD 3054098

  • Melissa Lagrant

    Melissa Lagrant

    Managing Director and Chief Compliance OfficerCRD 5106210

Contacts

3 of 72
  • Matthew Welling

    Matthew Welling

    PartnerCRD 5701294

  • Douglas Byrkit

    Douglas Byrkit

    Registered RepresentativeCRD 5129536

  • Caitlin Gerdes

    Caitlin Gerdes

    Senior DirectorCRD 5209114

Unlock 69 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
300 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth