Barings Securities LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 36929
- Registered since
- January 11, 1995
- Website
- www.barings.com
Firm profile
FINTRXOverview
Barings Securities LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 1995. The record classifies ownership as a domestic entity with individual ownership and lists the firm as "unclassified" for its business type. FINTRX flags the firm as not being a capital allocator and not an active ESG investor; it is also not identified as a multi-state adviser, pension consultant, newly formed adviser, or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Melissa Lagrant
Managing Director and Chief Compliance OfficerCRD 5106210
Chrisoffel Cary
Chief Compliance OfficerCRD 6847493
Derek Tawa
Chief Compliance OfficerCRD 3054098
Contacts
3 of 75
Ashley Palumbo
Registered RepresentativeCRD 4925809
Brett Seitler
Associate DirectorCRD 6116262
Andrea Willett De Yaquian
Portfolio ComplianceCRD 3257386
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 300 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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