SOUTHEAST INVESTMENTS, N.C., INC.

Broker-DealerFINRA MemberEst. 1997

Total AUM

—

Accounts

0

Employees

2

Advisory reps

58

Brokerage reps

2

Avg account

$0

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 43035
Registered since: July 1, 1997
Website: www.southeastinvestmentsnc.com
Fee structure: Percentage of AUM, Hourly Charges, Commissions, Other
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Southeast Investments, N.C., Inc. operates as an independent broker-dealer and offers a range of financial services, including financial planning and portfolio management for both individuals and businesses. Founded in 1997, the firm is structured as a corporation and is owned by an individual. The firm engages in various business activities, including serving as an insurance broker and providing advisory services. Southeast Investments does not actively pursue ESG investments and operates solely within a single state.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

FRANK BLACK
CEOCRD 22451

Contacts

3 of 57

DENNIS HOLMSTROM
Registered RepresentativeCRD 1619349
DEBRA LITTLEFIELD
Registered RepresentativeCRD 2312877
MARK ABBOTT
Registered RepresentativeCRD 3106588

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area: Charlotte-Concord, NC-SC
Region: South
County: MECKLENBURG
Address: 820 Tyvola Rd
Time zone: ET (UTC-5)
Office locations

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