First Tryon Securities, LLC

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
7336
Registered since
February 2, 1977

Firm profile

FINTRX

Overview

First Tryon Securities, LLC is organized as a limited liability company with an SEC registration that dates back to 1977. Public records classify the firm as unclassified and indicate ownership structure tied to domestic entity and individual interests. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state adviser or pension consultant. The firm has not disclosed detailed information about its business lines, advisory services, client segments, or investment approach in the available records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Eric Beck

    Eric Beck

    Chief Compliance OfficerCRD 4824373

  • Heber Brunnemer

    Heber Brunnemer

    Chief Executive OfficerCRD 2758256

  • Margaret Carpenter

    Margaret Carpenter

    Chief Financial Officer and Chief Operating OfficerCRD 2042716

Unlock 1 more executives

Contacts

3 of 9
  • Steven Hampton

    Steven Hampton

    Managing DirectorCRD 4674165

  • Robert Hess

    Robert Hess

    TraderCRD 1692578

  • Elizabeth Howell

    Elizabeth Howell

    DirectorCRD 4791377

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
6101 Carnegie Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth