First Tryon Securities, LLC

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
7336
Registered since
February 2, 1977

Firm profile

FINTRX

Overview

First Tryon Securities, LLC is organized as a limited liability company and is recorded by FINTRX as having been SEC-registered since 1977. Ownership is listed as a combination of a domestic entity and an individual. The firm’s classification in the data set is “unclassified,” and it is not identified as a capital allocator. FINTRX flags several negative indicators that help define the firm’s regulatory and service posture: it is not marked as an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Public-facing detail about the firm’s specific business lines, advisory activities, or client segments is sparse in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Eric Beck

    Eric Beck

    Chief Compliance OfficerCRD 4824373

  • Heber Brunnemer

    Heber Brunnemer

    Chief Executive OfficerCRD 2758256

  • Margaret Carpenter

    Margaret Carpenter

    Chief Financial Officer and Chief Operating OfficerCRD 2042716

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Contacts

3 of 9
  • Steven Hampton

    Steven Hampton

    Managing DirectorCRD 4674165

  • Robert Hess

    Robert Hess

    TraderCRD 1692578

  • Elizabeth Howell

    Elizabeth Howell

    DirectorCRD 4791377

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
6101 Carnegie Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth