CAPITAL MANAGEMENT OF THE CAROLINAS, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
110643
Registered since
May 11, 2001

Firm profile

FINTRX

Overview

Capital Management Of The Carolinas, LLC is an SEC-registered limited liability company that has appeared on the register since 2001. FINTRX classifies the firm as unclassified and lists its owner type as a combination of a domestic entity and an individual. The dataset shows the adviser is not a capital allocator and is not identified as an active ESG investor. Available profile fields for fee structure, client segments, specific advisory activities and investment preferences are blank in the source data, which limits the ability to characterize the firm’s investment approach or service model from this record alone. FINTRX also indicates the firm is not multi-state, not newly formed, not a pension consultant, and not a related adviser.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • RANDALL MABRY

    Vice President of OperationsCRD 1274151

  • CATHY PARROTT

    Registered PrincipalCRD 1357725

  • ELIZABETH MERRITT

    Registered PrincipalCRD 2203581

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
1520 South Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth