Capital Management of the Carolinas, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
110643
Registered since
May 11, 2001

Firm profile

FINTRX

Overview

Capital Management of the Carolinas, LLC is organized as a limited liability company and has been SEC-registered since 2001. Its regulatory classification in the source data is "Fund Distributor," and it is identified as a domestic entity with individual ownership. The firm is not described as a capital allocator and is not listed as an active ESG investor. It is also flagged as not being a multi-state adviser, not newly formed, and not a pension consultant or related adviser. Public filings and the provided snapshot do not include a client profile, fee schedule, or a detailed description of advisory activities. A dedicated section for activities and affiliations was left blank in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • James Rivers

    James Rivers

    PartnerCRD 1067542

  • Rebecca Douglass

    Vice President And SecretaryCRD 1213829

  • Randall Mabry

    Vice President of OperationsCRD 1274151

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
1520 South Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth