Tobin & Company Securities LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 137918
- Registered since
- March 28, 2006
- Website
- tobinandco.com
Firm profile
FINTRXOverview
Tobin & Company Securities LLC is organized as a limited liability company and has been SEC-registered since 2006. The firm is classified as an investment bank and is owned by a domestic entity and an individual. Available records indicate it is not positioned as a capital allocator or as an investment adviser operating across multiple states, and it is not identified as an active ESG investor or a pension consultant. The dataset does not list advisory activity, fee schedules, client segments, or business lines beyond the investment bank classification. That pattern—an investment bank classification with no reported advisory metrics—suggests the firm's public profile centers on capital markets or broker-dealer functions rather than discretionary asset management.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 13Brion Crum
Vice PresidentCRD 2687007

Judith House
Compliance ProfessionalCRD 2262946

Justine Tobin
Founder and Managing PartnerCRD 1641345
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 101 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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