Tobin & Company Securities LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
137918
Registered since
March 28, 2006

Firm profile

FINTRX

Overview

Tobin & Company Securities LLC is organized as a limited liability company and has been SEC-registered since 2006. The firm is classified as an investment bank and is owned by a domestic entity and an individual. Available records indicate it is not positioned as a capital allocator or as an investment adviser operating across multiple states, and it is not identified as an active ESG investor or a pension consultant. The dataset does not list advisory activity, fee schedules, client segments, or business lines beyond the investment bank classification. That pattern—an investment bank classification with no reported advisory metrics—suggests the firm's public profile centers on capital markets or broker-dealer functions rather than discretionary asset management.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 13
  • Brion Crum

    Brion Crum

    Vice PresidentCRD 2687007

  • Judith House

    Judith House

    Compliance ProfessionalCRD 2262946

  • Justine Tobin

    Justine Tobin

    Founder and Managing PartnerCRD 1641345

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
101 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth