Tobin & Company Securities LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
137918
Registered since
March 28, 2006

Firm profile

FINTRX

Overview

Tobin & Company Securities LLC is organized as a limited liability company that operates in the investment-bank space. The firm has been SEC-registered since 2006 and is owned by a combination of a domestic entity and individual owners. Public reporting classifies the firm as an investment bank rather than a capital allocator or registered multi-state advisory practice. Available data does not disclose the firm's client segments, advisory services, fee schedule or specific business lines. Filings indicate the firm is not identified as an active ESG investor, is not a pension consultant, and is not recorded as a related adviser to another registered adviser.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 13
  • Dimitri Uhlik

    Dimitri Uhlik

    Vice PresidentCRD 4173887

  • Dereck Grey

    Dereck Grey

    Vice PresidentCRD 6692612

  • Jonathan Tobin

    Jonathan Tobin

    AssociateCRD 6797265

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
101 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth