Tobin & Company Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
137918
Registered since
March 28, 2006

Firm profile

FINTRX

Overview

Tobin & Company Securities LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. Ownership is identified as a combination of a domestic entity and an individual. The firm is not listed as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The FINTRX record contains no additional detail about business activities, advisory services, fee structure, or client segments, and the firm did not provide information on affiliations or external activities.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 13
  • Dimitri Uhlik

    Dimitri Uhlik

    Vice PresidentCRD 4173887

  • Dereck Grey

    Dereck Grey

    Vice PresidentCRD 6692612

  • Jonathan Tobin

    Jonathan Tobin

    AssociateCRD 6797265

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
101 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth