Modern Capital Securities Inc.
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 130876
- Registered since
- July 7, 2004
- Website
- www.moderncap.com
Firm profile
FINTRXOverview
Modern Capital Securities Inc. is organized as a corporation that operates in the financial services space. Publicly filed descriptors list its owner composition as a mix of a domestic entity and an individual. The firm's regulatory/operational classification on file is "unclassified," and it does not identify itself as a capital allocator or an active ESG investor. Other attributes reported include that it is not a multi-state adviser, not newly formed as an adviser, and not a pension consultant or related adviser. The firm has not supplied details about advisory services, business activities, fee schedules, or client segments in the available dataset, so its specific client-facing offerings and investment approach are not disclosed.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Yupeng Fu
President and Chief Executive OfficerCRD 6249093

Bradley Atkins
CEOCRD 2963790

Cassandra Woodward
Chief Operating OfficerCRD 2956369
Contacts
3 of 36
Geoffrey Mclawhorn
Owner and Managing DirectorCRD 5744854
Dhrumil Parikh
Registered RepresentativeCRD 5815095

John Sleesman
Financial AdvisorCRD 5201450
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 7780 Brier Creek Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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