Modern Capital Securities Inc.

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
130876
Registered since
July 7, 2004

Firm profile

FINTRX

Overview

Modern Capital Securities Inc. is organized as a corporation and has been registered with the SEC since 2004. Public disclosures identify the owner type as a combination of a domestic entity and an individual, and the firm is classified in available records as "unclassified." The snapshot indicates the firm does not position itself as a capital allocator and is not marked as an active ESG investor. Available source fields for client base, fee structure, business activities and advisory activities are blank, so there is limited public information about the firm's target clients, fee model or the services it delivers. Several regulatory indicators also note it is not a multi-state adviser, not newly formed, and not a pension consultant.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Matthew Eller

    Matthew Eller

    CEO & FounderCRD 5930109

  • Bradley Atkins

    Bradley Atkins

    CEOCRD 2963790

  • Yupeng Fu

    Yupeng Fu

    President and Chief Executive OfficerCRD 6249093

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Contacts

3 of 39
  • Andrew Tressler

    Andrew Tressler

    Registered RepresentativeCRD 2776349

  • Dhrumil Parikh

    Registered RepresentativeCRD 5815095

  • Adam Seidman

    Adam Seidman

    Investment SpecialistCRD 6796115

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
7780 Brier Creek Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth