Modern Capital Securities Inc.

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
42
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
130876
Registered since
July 7, 2004

Firm profile

FINTRX

Overview

Modern Capital Securities Inc. is organized as a corporation and has been registered with the SEC since 2004. Publicly reported fields on its business model are sparse: the firm is listed as having domestic entity and individual ownership and is classified as "unclassified" in the available records. The firm does not identify itself as a capital allocator and is not flagged as an active ESG investor. It is not recorded as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser to another entity. Details about fee schedules, client segments, specific advisory activities or business lines were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Bradley Atkins

    Bradley Atkins

    CEOCRD 2963790

  • Yupeng Fu

    Yupeng Fu

    President and Chief Executive OfficerCRD 6249093

  • Cassandra Woodward

    Cassandra Woodward

    Chief Operating OfficerCRD 2956369

Contacts

3 of 38
  • Andrew Tressler

    Andrew Tressler

    Registered RepresentativeCRD 2776349

  • Dhrumil Parikh

    Registered RepresentativeCRD 5815095

  • Adam Seidman

    Adam Seidman

    Investment SpecialistCRD 6796115

Unlock 35 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
7780 Brier Creek Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth