SECU BROKERAGE SERVICES

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
264
Avg account
$0

Firm details

Headquarters
RALEIGH, North Carolina
CRD number
19899
Registered since
July 15, 1987

Firm profile

FINTRX

Overview

Secu Brokerage Services is organized as a corporation and appears on SEC records dating back to 1987. The filing identifies ownership as a domestic entity and/or individual and classifies the firm as unclassified within the FINTRX snapshot. The firm does not present itself as a capital allocator, is not an active ESG investor, and is not listed as a multi-state or newly formed adviser. FINTRX provides limited detail on the firm’s advisory activities, client types, fee structure, or business lines.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rex Spivey

    Chief Financial OfficerCRD 6675458

Contacts

3 of 263
  • JEREMY CRAWLEY

    Senior Financial Services OfficerCRD 6247504

  • WALTER HART

    Investment Advisor RepresentativeCRD 4614013

  • Cindy Graham

    District ManagerCRD 7062682

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
801 Hillsborough St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth