Capital Investment Brokerage, Inc.

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
40657
Registered since
October 31, 1996

Firm profile

FINTRX

Overview

Capital Investment Brokerage, Inc. is registered with the SEC and listed as a corporation; the registration date in FINTRX is 1996. Ownership is recorded as a combination of a domestic entity and an individual. The FINTRX profile does not classify the firm into a standard advisor segment and indicates it is not a capital allocator. The entry also notes the firm is not an active ESG investor, is not a multi-state adviser, is not newly formed, and does not act as a pension consultant or related adviser. Available fields for client base, fee structure, and specific business or advisory activities are blank in the source data, so the firm’s client mix and service model are not described in the FINTRX record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Richard Bryant

    Richard Bryant

    CEO and Co-FounderCRD 1069685

  • Ronald King

    Ronald King

    Chief Compliance OfficerCRD 2530489

Contacts

3 of 22
  • Matthew Keen

    Matthew Keen

    Investment Advisor RepresentativeCRD 5888272

  • Charles Upshaw

    RepresentativeCRD 712077

  • Andrew Pannell

    Andrew Pannell

    Compliance OfficerCRD 7607289

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
100 E Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth