First Citizens Investor Services, Inc.
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 44430
- Registered since
- February 22, 2000
- Website
- www.firstcitizens.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.45%
- HNWI38.78%
- Corporations / Businesses0.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
First Citizens Investor Services, Inc. operates as an insurance-focused broker-dealer that also provides advisory and financial planning services to individual, family and institutional clients. The firm combines brokerage and insurance distribution with discretionary and non-discretionary portfolio management, educational seminars and selection-of-other-advisers capabilities. Its fee model includes percentage-of-AUM charges, and it does not position itself as an ESG-focused allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Public Funds/Mutual Funds20%
- State & Local Bonds1%
Owners & executives
3 of 3Stephen Mccormack
Registered Client Services CoordinatorCRD 5060266
Phillip Neuhart
Chief Investment OfficerCRD 4696592
Brent Ciliano
CIOCRD 3058895
Contacts
3 of 717Edward Parent
PrincipalCRD 3167604
Danielle Mower
Financial Sales Manager III PS, VPCRD 5851707
Jack Torre
AssociateCRD 8031151
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$263M in ETFs
87%
$229M
13%
$34.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 GROWTH ETF (IWY) | BlackRock | Passive | Large Growth | $75.6M | 272,944 | 28.77% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 8540 Colonnade Center Dr
- Time zone
- ET (UTC-5)
- Office locations
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