First Citizens Investor Services, Inc.
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 44430
- Registered since
- February 22, 2000
- Website
- www.firstcitizens.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.45%
- HNWI38.78%
- Corporations / Businesses0.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
First Citizens Investor Services, Inc. is a corporate insurance broker-dealer that serves both individual/family and institutional clients. The firm offers brokerage and insurance distribution alongside advisory services, charging fees as a percentage of assets under management. Its advisory menu includes financial planning, portfolio management for individuals/small businesses and for businesses or institutions, selection of outside advisers, and educational workshops. Regulatory data lists the organization as having been SEC-registered in 2000 and identifies its owner type as a domestic entity/individual. The profile also indicates the firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Public Funds/Mutual Funds20%
- State & Local Bonds1%
Owners & executives
3 of 3Stephen Mccormack
Registered Client Services CoordinatorCRD 5060266
Phillip Neuhart
Chief Investment OfficerCRD 4696592
Brent Ciliano
CIOCRD 3058895
Contacts
3 of 733
Marcelo Marinho-gomes
Client Service SpecialistCRD 5644106
Ethan Van Eck
Senior DirectorCRD 5657939
James Baker
Investment OfficerCRD 5676304
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$263M in ETFs
87%
$229M
13%
$34.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 GROWTH ETF (IWY) | BlackRock | Passive | Large Growth | $75.6M | 272,944 | 28.75% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 8540 Colonnade Center Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Fortress Private Ledger, LLC
Broker-DealerRaleigh, NC
Secu Brokerage Services
Broker-DealerRaleigh, NC
Capfinancial Securities, LLC
Broker-DealerRaleigh, NC
Hatteras Capital Distributors, LLC
Broker-DealerRaleigh, NC
Place Trade Financial, Inc.
Broker-DealerRaleigh, NC
Equity Shift, Inc.
Broker-DealerRaleigh, NC