Carolina Financial Securities, LLC
Firm details
- Headquarters
- Brevard, North Carolina
- CRD number
- 41970
- Registered since
- February 19, 1997
- Website
- carofin.com
Firm profile
FINTRXOverview
Carolina Financial Securities, LLC is organized as a limited liability company and has maintained SEC registration since 1997. Public records classify the firm as an investment bank and placement agent rather than a traditional asset manager or registered investment adviser. The firm is identified as being owned by a domestic entity and individual ownership interests. Available data indicate the firm does not act as a capital allocator, does not operate as a multi-state adviser, and is not identified as an active ESG investor or pension consultant.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Nicholas Gilmore
Chief Operating OfficerCRD 5181593
Bruce Roberts
President and CEOCRD 1489110
Contacts
3 of 8
Garrick Ruiz
Managing DirectorCRD 5584980
Joseph Schrader
Investment Banking AssociateCRD 7745917
Stuart Rekant
AdvisorCRD 8010601
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Brevard, NC
Transylvania
Location
Brevard, NC
Headquartered in Brevard, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.
- Metro area
- Asheville-Marion-Brevard, NC
- Region
- South
- County
- Transylvania
- Address
- 100 Elks Club Rd
- Time zone
- ET (UTC-5)
- Office locations
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