CAROLINA FINANCIAL SECURITIES, LLC

Overview

Carolina Financial Securities, LLC is set up as a limited liability company and has been registered with the SEC since 1997. The firm's ownership is listed as a combination of a domestic entity and individuals. FINTRX classifies the adviser as "Unclassified" and records several negative flags: it is not identified as a capital allocator, not active on ESG mandates, not a multistate adviser, not a pension consultant, not a related adviser, and not newly formed. The firm supplied very little public detail about its core advisory or business activities in the FINTRX entry. That limited disclosure makes it difficult to draw conclusions about target client segments, fee model, or the range of services offered from the available record.

Assets & Accounts

Location & Offices