Carolina Financial Securities, LLC

Overview

Carolina Financial Securities, LLC is a limited liability company that records its SEC registration as beginning in 1997. The firm is classified as an investment bank and placement agent rather than a traditional asset manager: the data indicates it does not act as a capital allocator and is not set up as a multi-state registered adviser. Owner type is listed as a mix of a domestic entity and an individual. The record does not list specific business lines, advisory offerings, or a client profile, and the firm is not flagged as an active ESG investor, a pension consultant, a newly formed adviser, or a related adviser.

Assets & Accounts

Location & Offices