Carolina Financial Securities, LLC
Firm details
- Headquarters
- Brevard, North Carolina
- CRD number
- 41970
- Registered since
- February 19, 1997
- Website
- carofin.com
Firm profile
FINTRXOverview
Carolina Financial Securities, LLC is organized as a limited liability company and is classified as an investment bank and placement agent. Ownership is listed as a combination of a domestic entity and individuals. The firm's profile indicates it operates in a transaction- and distribution-focused role rather than as a manager of client capital: it is not identified as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser or pension consultant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Bruce Roberts
President and CEOCRD 1489110
Nicholas Gilmore
Chief Operating OfficerCRD 5181593
Contacts
3 of 9
Peter Milhaupt
ChairmanCRD 728310
Bruce Smith
Vice PresidentCRD 2332178
Garrick Ruiz
Managing DirectorCRD 5584980
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Brevard, NC
Transylvania
Location
Brevard, NC
Headquartered in Brevard, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.
- Metro area
- Asheville-Marion-Brevard, NC
- Region
- South
- County
- Transylvania
- Address
- 100 Elks Club Rd
- Time zone
- ET (UTC-5)
- Office locations
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