Carofin, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Brevard, North Carolina
CRD number
298717
Registered since
July 31, 2019

Firm profile

FINTRX

Overview

Carofin, LLC is an SEC-registered investment adviser organized as a limited liability company and first registered with the SEC in 2019. The firm’s ownership is recorded as a combination of a domestic entity and an individual. In the dataset provided, Carofin is classified as "unclassified" and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm did not disclose core business activities, advisory offerings, client segments, or fee structure in the available profile. Because those items are not provided, there is no public detail here about the firm’s investment approach, asset allocation preferences, or target client types.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Bruce Roberts

    Bruce Roberts

    President And CEOCRD 1489110

  • Nicholas Gilmore

    Nicholas Gilmore

    Chief Operating OfficerCRD 5181593

Contacts

3 of 6
  • Gary Saykaly

    Gary Saykaly

    Managing DirectorCRD 7858243

  • Garrick Ruiz

    Garrick Ruiz

    Managing DirectorCRD 5584980

  • Joshua S. Star

    CRD 3244678

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Brevard, NC

Transylvania

Location

Brevard, NC

Headquartered in Brevard, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.

Metro area
Asheville-Marion-Brevard, NC
Region
South
County
Transylvania
Address
100 Elks Club Rd
Time zone
ET (UTC-5)
Office locations

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