Carofin, LLC
Firm details
- Headquarters
- Brevard, North Carolina
- CRD number
- 298717
- Registered since
- July 31, 2019
- Website
- carofin.com
Firm profile
FINTRXOverview
Carofin, LLC is an SEC-registered investment adviser organized as a limited liability company and first registered with the SEC in 2019. The firm’s ownership is recorded as a combination of a domestic entity and an individual. In the dataset provided, Carofin is classified as "unclassified" and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm did not disclose core business activities, advisory offerings, client segments, or fee structure in the available profile. Because those items are not provided, there is no public detail here about the firm’s investment approach, asset allocation preferences, or target client types.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Bruce Roberts
President And CEOCRD 1489110

Nicholas Gilmore
Chief Operating OfficerCRD 5181593
Contacts
3 of 6
Gary Saykaly
Managing DirectorCRD 7858243

Garrick Ruiz
Managing DirectorCRD 5584980
Joshua S. Star
CRD 3244678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Brevard, NC
Transylvania
Location
Brevard, NC
Headquartered in Brevard, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.
- Metro area
- Asheville-Marion-Brevard, NC
- Region
- South
- County
- Transylvania
- Address
- 100 Elks Club Rd
- Time zone
- ET (UTC-5)
- Office locations
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