Carofin, LLC

Overview

Carofin, LLC is an SEC-registered limited liability company (registered in 2019) that operates as an investment bank and placement agent rather than as a traditional asset manager. The firm is owned by a mix of a domestic entity and an individual. FINTRX categorizes Carofin as a placement agent, and the record indicates it does not act as a capital allocator or as a multi-state adviser. The profile on file does not list advisory mandates, fee structures, client segments, or specific business activities beyond the placement and investment-banking classification. The firm is not identified as an active ESG investor, a pension consultant, or a related adviser in the available data.

Assets & Accounts

Location & Offices