Carofin, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Brevard, North Carolina
CRD number
298717
Registered since
July 31, 2019

Firm profile

FINTRX

Overview

Carofin, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank and placement agent. The firm is SEC-registered (2019) and listed ownership as a combination of a domestic entity and an individual. The FINTRX snapshot identifies Carofin as a non-capital allocator and indicates it does not position itself as an active ESG investor. The profile does not list a client base, fee schedule, or detailed advisory activities. The record also notes Carofin is not registered as a multi-state adviser, is not a pension consultant, and is not recorded as a related adviser to another registered firm.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Bruce Roberts

    Bruce Roberts

    President and CEOCRD 1489110

  • Nicholas Gilmore

    Nicholas Gilmore

    Chief Operating OfficerCRD 5181593

Contacts

3 of 5
  • Peter Milhaupt

    Peter Milhaupt

    ChairmanCRD 728310

  • Bruce Smith

    Bruce Smith

    Vice PresidentCRD 2332178

  • Garrick Ruiz

    Garrick Ruiz

    Managing DirectorCRD 5584980

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Brevard, NC

Transylvania

Location

Brevard, NC

Headquartered in Brevard, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.

Metro area
Asheville-Marion-Brevard, NC
Region
South
County
Transylvania
Address
100 Elks Club Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth