Intercarolina Financial Services, Inc.

Broker-DealerFINRA MemberEst. 2021
Total AUM
$85.4M
Discretionary
$10.9M
13% of AUM
Accounts
271
Employees
29
Advisory reps
31
Brokerage reps
29

Firm details

Headquarters
Greensboro, North Carolina
CRD number
19475
Registered since
May 28, 2021
Website
www.intercarolina.net
Custodians
CHARLES SCHWAB & CO., INC., FOLIO, MPMG
Fee structure
Percentage of AUM
Client types
  • Individuals87.25%
  • HNWI12.75%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Intercarolina Financial Services, Inc. is a corporation that provides broker-dealer and insurance brokerage services while also offering advisory portfolio management for individuals and small businesses. The firm charges advisory fees as a percentage of assets under management and serves individual and family clients across multiple states. It is SEC-registered (2021) and operates as an owner-managed business rather than a capital allocator. Intercarolina does not position itself as an active ESG investor and is not staffed as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Non-Exchange Traded Equities 10%90%
  • Exchange Traded Equities90%
  • Non-Exchange Traded Equities10%

Owners & executives

3 of 3
  • Charles Stanley

    Charles Stanley

    CEOCRD 4433794

  • Jerry Payne

    Chief Operation OfficerCRD 821139

  • Marcus Kindley

    Marcus Kindley

    Co-Founder & CEOCRD 734449

Contacts

3 of 28

  • Eric Ng

    Registered RepresentativeCRD 2780478

  • John Amick

    John Amick

    Financial AdvisorCRD 3110256

  • Charles Riggsbee

    Insurance AgentCRD 1457515

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greensboro, NC

Guilford

Location

Greensboro, NC

Headquartered in Greensboro, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.

Metro area
Greensboro--Winston-Salem--High Point, NC
Region
South
County
Guilford
Address
3300 Battleground Ave
Time zone
ET (UTC-5)
Office locations

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