Intercarolina Financial Services, Inc.

Broker-DealerFINRA MemberEst. 2021

Total AUM

$85.4M

Discretionary

$10.9M

13% of AUM

Accounts

271

Employees

29

Advisory reps

30

Brokerage reps

29

Firm details

Headquarters: Greensboro, North Carolina
CRD number: 19475
Registered since: May 28, 2021
Website: www.intercarolina.net
Custodians: CHARLES SCHWAB & CO., INC., FOLIO, MPMG
Fee structure: Percentage of AUM
Client types: Individuals87.25%
HNWI12.75%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Intercarolina Financial Services, Inc. is a privately owned corporation that combines broker-dealer and insurance brokerage activities with advisory services focused on individuals and small businesses. The firm is SEC-registered and operates across multiple states; it charges clients on a percentage-of-AUM basis and offers portfolio management alongside brokerage and insurance solutions. Intercarolina is not structured as a capital allocator, does not present itself as an ESG investor, and does not provide pension consulting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities90%
Non-Exchange Traded Equities10%

Owners & executives

3 of 4

Charles Stanley
CEOCRD 4433794
Marcus Kindley
Co-Founder & CEOCRD 734449
Jerry Payne
Chief Operation OfficerCRD 821139

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Contacts

3 of 26

Clark Weeks
Registered RepresentativeCRD 5717984
Diana Thomason
Financial ConsultantCRD 5072576
William Stanley
Investment AdviserCRD 4363275

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Greensboro, NC

Guilford

Location

Greensboro, NC

Headquartered in Greensboro, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.

Metro area: Greensboro--Winston-Salem--High Point, NC
Region: South
County: Guilford
Address: 3300 Battleground Ave
Time zone: ET (UTC-5)
Office locations

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