Sherman & Company LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
155575
Registered since
June 14, 2011

Firm profile

FINTRX

Overview

Sherman & Company LLC is an SEC-registered limited liability company first registered in 2011 and classified in the data as an investment bank rather than a traditional registered investment adviser. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, a multi-state adviser, an active ESG investor, a pension consultant, or a related adviser in the available records. Publicly available descriptive fields for advisory activities, business lines, fee structure, and client segments are not populated in the dataset, so there is limited visibility into the firm’s products, target clients, or how it deploys capital beyond its regulatory registration and classification.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Pamela Carico

    Pamela Carico

    CFO and Managing DirectorCRD 5864266

  • Frederick Sherman

    Frederick Sherman

    CEOCRD 2357207

  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

3 of 7
  • John Donovan

    John Donovan

    DirectorCRD 6726643

  • Matthew Hagan

    Matthew Hagan

    Vice PresidentCRD 6982592

  • Cristina Hackley

    Cristina Hackley

    Investment Banking AssociateCRD 6198213

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
6302 Fairview Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth