Sherman & Company LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
155575
Registered since
June 14, 2011

Firm profile

FINTRX

Overview

Sherman & Company LLC is organized as a limited liability company and is recorded as an SEC-registered entity since 2011. The firm is classified in the dataset as an investment bank and is owned by a mix of a domestic entity and an individual. The available profile paints a narrow picture of the business rather than a full advisory platform. Publicly accessible fields in the dataset do not include descriptions of the firm’s client segments, fee schedules, or the specific advisory and business activities it conducts. The profile flags several governance and operational attributes: Sherman & Company LLC is not identified as a capital allocator, is not designated an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Pamela Carico

    Pamela Carico

    CFO and Managing DirectorCRD 5864266

  • Frederick Sherman

    Frederick Sherman

    CEOCRD 2357207

  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

3 of 6
  • John Donovan

    John Donovan

    DirectorCRD 6726643

  • Matthew Hagan

    Matthew Hagan

    Vice PresidentCRD 6982592

  • William Stormer

    William Stormer

    DirectorCRD 7024887

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
6302 Fairview Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth