Sherman & Company LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 155575
- Registered since
- June 14, 2011
- Website
- www.sherman-company.com
Firm profile
FINTRXOverview
Sherman & Company LLC is organized as a limited liability company and is recorded as an SEC-registered entity since 2011. The firm is classified in the dataset as an investment bank and is owned by a mix of a domestic entity and an individual. The available profile paints a narrow picture of the business rather than a full advisory platform. Publicly accessible fields in the dataset do not include descriptions of the firm’s client segments, fee schedules, or the specific advisory and business activities it conducts. The profile flags several governance and operational attributes: Sherman & Company LLC is not identified as a capital allocator, is not designated an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Pamela Carico
CFO and Managing DirectorCRD 5864266

Frederick Sherman
CEOCRD 2357207

Sarah Westbrook
Chief Compliance OfficerCRD 4751500
Contacts
3 of 6
John Donovan
DirectorCRD 6726643

Matthew Hagan
Vice PresidentCRD 6982592

William Stormer
DirectorCRD 7024887
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 6302 Fairview Rd
- Time zone
- ET (UTC-5)
- Office locations
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