SHERMAN & COMPANY LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 155575
- Registered since
- June 14, 2011
- Website
- www.sherman-company.com
Firm profile
FINTRXOverview
Sherman & Company LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX classifies the firm as an investment bank. Ownership is recorded as a combination of a domestic entity and an individual. The snapshot data flags the firm as not acting as a capital allocator and not positioning itself as an active ESG investor. It is also identified as not being a multi-state adviser, not a pension consultant, and not a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3PAMELA CARICO
CFO and Managing DirectorCRD 5864266
FREDERICK SHERMAN
CEOCRD 2357207
SARAH WESTBROOK
Chief Compliance OfficerCRD 4751500
Contacts
3 of 7John Donovan
DirectorCRD 6726643
Matthew Hagan
Vice PresidentCRD 6982592
ADRIAN SUSMANO
Managing DirectorCRD 3266848
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 6302 Fairview Rd
- Time zone
- ET (UTC-5)
- Office locations
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