First Ballantyne, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
125393
Registered since
May 20, 2003

Firm profile

FINTRX

Overview

First Ballantyne, LLC is organized as a limited liability company and has been SEC-registered since 2003. Ownership is listed as individual rather than institutional or corporate. FINTRX classifies the firm as unclassified and the profile indicates the adviser does not act as a capital allocator. The firm is not flagged as an active ESG investor, is not registered as a multi-state adviser in FINTRX, and is not identified as a pension consultant or related adviser. The record provides minimal detail about business lines, client segments, or advisory activities, so the firm's market positioning and service mix cannot be discerned from the available data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Christopher Edwards

    CEO & Co-FounderCRD 2613607

  • John Team

    CFO & CCOCRD 4378014

Contacts

3 of 10
  • Michael Gilboy

    Michael Gilboy

    Municipal TraderCRD 4775480

  • Robert Perry

    Fixed Income SalesCRD 2398778

  • Scott Simons

    Scott Simons

    TraderCRD 4590163

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
13950 Ballantyne Corporate Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth