First Ballantyne, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 125393
- Registered since
- May 20, 2003
- Website
- firstballantyne.com
Firm profile
FINTRXOverview
First Ballantyne, LLC is organized as a limited liability company and has been SEC-registered since 2003. Ownership is listed as individual rather than institutional or corporate. FINTRX classifies the firm as unclassified and the profile indicates the adviser does not act as a capital allocator. The firm is not flagged as an active ESG investor, is not registered as a multi-state adviser in FINTRX, and is not identified as a pension consultant or related adviser. The record provides minimal detail about business lines, client segments, or advisory activities, so the firm's market positioning and service mix cannot be discerned from the available data.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Christopher Edwards
CEO & Co-FounderCRD 2613607
John Team
CFO & CCOCRD 4378014
Contacts
3 of 10
Michael Gilboy
Municipal TraderCRD 4775480
Robert Perry
Fixed Income SalesCRD 2398778
Scott Simons
TraderCRD 4590163
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 13950 Ballantyne Corporate Pl
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Barings Securities LLC
Broker-DealerCharlotte, NC
Optsecurities, LLC
Broker-DealerCharlotte, NC
Elevation, LLC
Broker-DealerCharlotte, NC
Tradier Brokerage, Inc.
Broker-DealerCharlotte, NC
First Tryon Securities, LLC
Broker-DealerCharlotte, NC
Wells Fargo Securities, LLC
Broker-DealerCharlotte, NC