FIRST BALLANTYNE, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 125393
- Registered since
- May 20, 2003
- Website
- firstballantyne.com
Firm profile
FINTRXOverview
First Ballantyne, LLC is an SEC-registered advisory firm organized as a limited liability company and registered in 2003. The firm is owned by an individual and is categorized as "unclassified" in the available records. Public disclosures provide minimal detail about the company's business lines, client segments, or advisory activities. The firm does not identify as a capital allocator or an active ESG investor, and it is not flagged as a multistate adviser, pension consultant, or related adviser. Those attributes, combined with the sparse public reporting, suggest a narrow regulatory footprint and limited publicly disclosed operating activity.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2CHRISTOPHER EDWARDS
CEO & Co-FounderCRD 2613607
JOHN TEAM
CFO & CCOCRD 4378014
Contacts
3 of 10MICHAEL GILBOY
Municipal TraderCRD 4775480
ROBERT PERRY
Fixed Income SalesCRD 2398778
SCOTT SIMONS
TraderCRD 4590163
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 13950 Ballantyne Corporate Pl
- Time zone
- ET (UTC-5)
- Office locations
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