FIRST BALLANTYNE, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
125393
Registered since
May 20, 2003

Firm profile

FINTRX

Overview

First Ballantyne, LLC is an SEC-registered advisory firm organized as a limited liability company and registered in 2003. The firm is owned by an individual and is categorized as "unclassified" in the available records. Public disclosures provide minimal detail about the company's business lines, client segments, or advisory activities. The firm does not identify as a capital allocator or an active ESG investor, and it is not flagged as a multistate adviser, pension consultant, or related adviser. Those attributes, combined with the sparse public reporting, suggest a narrow regulatory footprint and limited publicly disclosed operating activity.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • CHRISTOPHER EDWARDS

    CEO & Co-FounderCRD 2613607

  • JOHN TEAM

    CFO & CCOCRD 4378014

Contacts

3 of 10
  • MICHAEL GILBOY

    Municipal TraderCRD 4775480

  • ROBERT PERRY

    Fixed Income SalesCRD 2398778

  • SCOTT SIMONS

    TraderCRD 4590163

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
13950 Ballantyne Corporate Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth