Optsecurities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 47529
- Registered since
- November 19, 1999
- Website
- optcapital.com
Firm profile
FINTRXOverview
Optsecurities, LLC is organized as a limited liability company and has been registered with the SEC since 1999. Public filing fields classify the firm as "unclassified" and list its ownership as a combination of a domestic corporate entity and an individual. Few operational flags are set: it is not identified as a capital allocator, it is not marked as an active ESG investor, and it is not recorded as a multi-state or newly formed adviser. The firm is also not designated as a pension consultant or as a related adviser to another registered entity. The firm has not disclosed basic operating details in the source record — items such as client types, fee schedules, core business or advisory activities, and manager allocation preferences are absent. That lack of publicly available information limits the ability to profile its investment approach, use of public securities or alternatives, and the scope of client services.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Jonathan Thornton
CFOCRD 5095799

Richard Ehrhart
Chairman & CEOCRD 2653050

Christopher Carlascio
Chief Operations OfficerCRD 4913449
Contacts
3 of 3Jessica Holmes
Registered RepresentativeCRD 6007009

David Simpson
Vice PresidentCRD 4806293

Michael Mcgarry
PresidentCRD 3140698
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 200 S College St
- Time zone
- ET (UTC-5)
- Office locations
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