Optsecurities, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
47529
Registered since
November 19, 1999

Firm profile

FINTRX

Overview

Optsecurities, LLC is organized as a limited liability company and appears to have been registered with the SEC in 1999. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as unclassified in the source dataset and does not present itself as a capital allocator. It is not documented as an active ESG investor, not designated as a multi-state adviser, not newly formed, and is not described as a pension consultant or a related adviser. The dataset does not include detail on the firm’s fee schedule, client segments, or specific advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Ehrhart

    Richard Ehrhart

    Chairman & CEOCRD 2653050

  • Christopher Carlascio

    Christopher Carlascio

    Chief Operations OfficerCRD 4913449

  • Jonathan Thornton

    Jonathan Thornton

    CFOCRD 5095799

Contacts

3 of 3
  • Jessica Holmes

    Jessica Holmes

    Registered RepresentativeCRD 6007009

  • Michael Mcgarry

    Michael Mcgarry

    PresidentCRD 3140698

  • David Simpson

    David Simpson

    Vice PresidentCRD 4806293

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
200 S College St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth