Optsecurities, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
47529
Registered since
November 19, 1999

Firm profile

FINTRX

Overview

Optsecurities, LLC is organized as a limited liability company and has been registered with the SEC since 1999. Public filing fields classify the firm as "unclassified" and list its ownership as a combination of a domestic corporate entity and an individual. Few operational flags are set: it is not identified as a capital allocator, it is not marked as an active ESG investor, and it is not recorded as a multi-state or newly formed adviser. The firm is also not designated as a pension consultant or as a related adviser to another registered entity. The firm has not disclosed basic operating details in the source record — items such as client types, fee schedules, core business or advisory activities, and manager allocation preferences are absent. That lack of publicly available information limits the ability to profile its investment approach, use of public securities or alternatives, and the scope of client services.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Jonathan Thornton

    Jonathan Thornton

    CFOCRD 5095799

  • Richard Ehrhart

    Richard Ehrhart

    Chairman & CEOCRD 2653050

  • Christopher Carlascio

    Christopher Carlascio

    Chief Operations OfficerCRD 4913449

Contacts

3 of 3
  • Jessica Holmes

    Jessica Holmes

    Registered RepresentativeCRD 6007009

  • David Simpson

    David Simpson

    Vice PresidentCRD 4806293

  • Michael Mcgarry

    Michael Mcgarry

    PresidentCRD 3140698

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
200 S College St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth