OPTSECURITIES, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
47529
Registered since
November 19, 1999

Firm profile

FINTRX

Overview

Optsecurities, LLC is organized as a limited liability company and has been SEC-registered since 1999. The dataset classifies the firm as "Unclassified" and identifies ownership as a combination of a domestic entity and an individual. The firm is not flagged as a capital allocator, does not self-identify as an active ESG investor, and is not listed as a multi-state or newly formed adviser. There are no entries describing its advisory focus, business activities, client segments, or fee structure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • JONATHAN THORNTON

    CFOCRD 5095799

  • RICHARD EHRHART

    Chairman & CEOCRD 2653050

  • CHRISTOPHER CARLASCIO

    Chief Operations OfficerCRD 4913449

Contacts

3 of 3
  • Jessica Holmes

    Registered RepresentativeCRD 6007009

  • DAVID SIMPSON

    Vice PresidentCRD 4806293

  • MICHAEL MCGARRY

    PresidentCRD 3140698

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
200 S College St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth