NESTLERODE & LOY, INC.

Overview

Nestlerode & Loy, Inc. operates as an independent broker-dealer and insurance broker that combines fee-based advisory work with brokerage capacity. The firm is SEC-registered (since 2018) and owned by individuals. Its client base spans high-net-worth individuals and families as well as institutional and business clients. Advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the publication of client-facing periodicals or newsletters. Investment behavior shows a clear tilt toward listed equities: the firm reports a preference for equities, with exchange-traded securities representing the single largest asset type. Nestlerode & Loy uses a mix of fee models — percentage of AUM and hourly charges — and operates in an advisor/broker role that enables access to insurance and annuity products alongside traditional investment management. The firm also identifies as an active ESG investor, suggesting incorporation of environmental, social and governance considerations into at least some client portfolios.

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Public Holdings

Investments & Alternatives

Location & Offices