PNC WEALTH MANAGEMENT

Broker-DealerFINRA MemberEst. 2003
Total AUM
$30.3B
Discretionary
$28.2B
93% of AUM
Accounts
164,103
Employees
1,713
Advisory reps
1,285
Brokerage reps
1,709

Firm details

Headquarters
PITTSBURGH, Pennsylvania
CRD number
129052
Registered since
September 17, 2003
Website
www.pnc.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • Individuals79.41%
  • HNWI17.71%
  • Pension & Profit Sharing Plans1.49%
  • Corporations / Businesses0.99%
  • Charitable Organizations0.35%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

PNC Wealth Management is organized as a limited liability company that operates as a bank-affiliated broker-dealer and insurance broker. It has been SEC-registered since 2003 and serves both individual and institutional clients. Its advisory work includes portfolio management for individuals and small businesses, portfolio management for larger businesses or institutions, and selection of third‑party advisers. The firm charges fees based on a percentage of assets under management and reports being an active ESG investor. It does not position itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 6%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 11

  • MARGARET RICHARDSON

    Chief Operations OfficerCRD 6002933

  • STEPHANIE RODGERS

    Chief Administrative OfficerCRD 6004741

  • STEPHANIE YOUNG

    Registered Administrative CoordinatorCRD 4365551

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Contacts

3 of 1274

  • Michael Warren

    Investment AdvisorCRD 6999106

  • JEFFREY CARNEY

    Financial Consultant AssociateCRD 5498164

  • Brandon Johnson

    Client Solutions SpecialistCRD 6838047

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,374

Active vs passive

$64.7B in ETFs

Passive

92%

$59.5B

Active

7%

$5.2B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$10.2B15,679,38415.82%
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Location

Primary office

PITTSBURGH, PA

ALLEGHENY

Location

PITTSBURGH, PA

Headquartered in PITTSBURGH, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
ALLEGHENY
Address
300 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth