Broker-Dealers: $100M – $500M AUM
88 Broker-Dealers in the $100M – $500M AUM range, ranked by reported regulatory assets.
AMUNI FINANCIAL, INC.
Broker-DealerST PETERSBURG, FL
AUM $195MTEAM 21REPS 22
SECURE PLANNING
Broker-DealerPORTSMOUTH, NH
AUM $187MTEAM 5REPS 6
CREWS & ASSOCIATES, INC.
Broker-DealerLITTLE ROCK, AR
AUM $181MTEAM 145REPS 138
LARIMER CAPITAL CORPORATION
Broker-DealerDENVER, CO
AUM $170MTEAM 4REPS 2
QUINT CAPITAL MANAGEMENT
Broker-DealerNew York, NY
AUM $162MTEAM 16REPS 11
COORDINATED CAPITAL SECURITIES, INC.
Broker-DealerFORT ATKINSON, WI
AUM $160MTEAM 38REPS 30
HAROLD DANCE INVESTMENTS
Broker-DealerLOGAN, UT
AUM $158MTEAM 8REPS 8
J.V.B. INVESTMENT COMPANY
Broker-DealerJACKSON, MI
AUM $158MTEAM 9REPS 9
UNION CAPITAL COMPANY
Broker-DealerTUCSON, AZ
AUM $150MTEAM 13REPS 12
WULFF, HANSEN & CO.
Broker-DealerSAN RAFAEL, CA
AUM $145MTEAM 9REPS 10
JAMES I. BLACK & COMPANY
Broker-DealerLAKELAND, FL
AUM $144MTEAM 10REPS 11
SYNDICATED CAPITAL, INC.
Broker-DealerDIAMOND BAR, CA
AUM $142MTEAM 12REPS 21
GLOBAL BROKERAGE SERVICES, INC.
Broker-DealerHUNT VALLEY, MD
AUM $137MTEAM 5REPS 10
HARGER AND COMPANY, INC.
Broker-DealerBATON ROUGE, LA
AUM $137MTEAM 3REPS 6
J K R & COMPANY, INC.
Broker-DealerVAN NUYS, CA
AUM $136MTEAM 5REPS 5
ST. BERNARD FINANCIAL SERVICES, INC.
Broker-DealerRUSSELLVILLE, AR
AUM $136MTEAM 117REPS 106
PTS BROKERAGE, LLC
Broker-DealerMT LAUREL, NJ
AUM $132MTEAM 18REPS 18
1ST DISCOUNT BROKERAGE, INC.
Broker-DealerLAKE WORTH, FL
AUM $131MTEAM 8REPS 14
DMK ADVISOR GROUP, INC.
Broker-DealerLUTZ, FL
AUM $131MTEAM 38REPS 41
LINCOLN DOUGLAS INVESTMENTS, LLC
Broker-DealerMOUNT VERNON, OH
AUM $131MTEAM 27REPS 27
R. F. LAFFERTY & CO., INC.
Broker-DealerNew York, NY
AUM $130MTEAM 80REPS 78
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
Broker-DealerCROTON ON HUDSON, NY
AUM $129MTEAM 12REPS 12
BHK SECURITIES, LLC
Broker-DealerBirmingham, AL
AUM $128MTEAM 8REPS 5
COKER & PALMER
Broker-DealerJACKSON, MS
AUM $126MTEAM 8REPS 9
Other AUM ranges
FINTRX platform
Need contacts and allocation intelligence for these firms?