Broker-Dealers: $100M – $500M AUM
88 Broker-Dealers in the $100M – $500M AUM range, ranked by reported regulatory assets.
Amuni Financial, Inc.
Broker-DealerSt Petersburg, FL
AUM $195MTEAM 21REPS 21
Secure Planning
Broker-DealerPortsmouth, NH
AUM $187MTEAM 5REPS 7
Crews & Associates, Inc.
Broker-DealerLittle Rock, AR
AUM $181MTEAM 145REPS 137
Larimer Capital Corporation
Broker-DealerDenver, CO
AUM $170MTEAM 4REPS 2
Quint Capital Management
Broker-DealerNew York, NY
AUM $162MTEAM 16REPS 12
Harold Dance Investments
Broker-DealerLogan, UT
AUM $158MTEAM 8REPS 8
J.V.B. Investment Company
Broker-DealerJackson, MI
AUM $158MTEAM 9REPS 9
Herndon Plant Oakley Ltd
Broker-DealerCorpus Christi, TX
AUM $155MTEAM 3REPS 16
Union Capital Company
Broker-DealerTucson, AZ
AUM $150MTEAM 13REPS 12
Wulff, Hansen & Co
Broker-DealerSan Rafael, CA
AUM $145MTEAM 9REPS 10
James I. Black & Company
Broker-DealerLakeland, FL
AUM $144MTEAM 10REPS 11
Syndicated Capital, Inc.
Broker-DealerDiamond Bar, CA
AUM $142MTEAM 12REPS 20
Landolt Securities, Inc.
Broker-DealerLake Bluff, IL
AUM $138MTEAM 14REPS 32
Global Brokerage Services, Inc.
Broker-DealerHunt Valley, MD
AUM $137MTEAM 5REPS 10
Harger And Company, Inc.
Broker-DealerBaton Rouge, LA
AUM $137MTEAM 3REPS 6
Coordinated Capital Securities, Inc.
Broker-DealerFort Atkinson, WI
AUM $137MTEAM 31REPS 30
J K R & Company, Inc.
Broker-DealerVan Nuys, CA
AUM $136MTEAM 5REPS 5
ST. Bernard Financial Services, Inc.
Broker-DealerRussellville, AR
AUM $136MTEAM 117REPS 106
Canaccord Genuity Wealth Management
Broker-DealerVancouver, British Columbia
AUM $135MTEAM 32REPS 78
PTS Brokerage, LLC
Broker-DealerMt Laurel, NJ
AUM $132MTEAM 18REPS 18
1st Discount Brokerage, Inc.
Broker-DealerLake Worth, FL
AUM $131MTEAM 8REPS 14
DMK Advisor Group, Inc.
Broker-DealerLutz, FL
AUM $131MTEAM 38REPS 41
Lincoln Douglas Investments, LLC
Broker-DealerMount Vernon, OH
AUM $131MTEAM 27REPS 26
R. F. Lafferty & Co, Inc.
Broker-DealerNew York, NY
AUM $130MTEAM 80REPS 81
Other AUM ranges
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