PTS Brokerage, LLC
Firm details
- Headquarters
- Mt Laurel, New Jersey
- CRD number
- 119307
- Registered since
- August 1, 2002
- Website
- www.ptsbrokerage.com
- Custodians
- CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC, ADP BROKER-DEALER, INC., ASCENSUS TRUST
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals92.94%
- HNWI5.92%
- Corporations / Businesses1.14%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
PTS Brokerage, LLC is an independent broker-dealer that combines broker-dealer and insurance distribution with advisory services aimed at individuals and families. The firm has been SEC-registered since 2002 and is owned by an individual proprietor. Its advisory work centers on financial planning, discretionary portfolio management for individuals and small businesses, and selecting third‑party advisers for clients. Compensation is hybrid: percentage-of-AUM fees, hourly and fixed fees, and commissions are all part of their mix. PTS acts as a capital allocator and does not position itself as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds24%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds2%
- Derivatives1%
Owners & executives
2 of 2
Kenneth Gertie
CEOCRD 4609062
Jeremy Schank
CFOCRD 5702254
Contacts
3 of 16
Mathew Calamita
President and OwnerCRD 3075982
John Kelly
Sole ProprietorCRD 5030214
Gary Brotz
PartnerCRD 4759732
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Mt Laurel, NJ
Burlington
Location
Mt Laurel, NJ
Headquartered in Mt Laurel, NJ, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Burlington
- Address
- Eastgate Business Ctr C Gait Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Aca/Prudent Investors Planning Corporation
Broker-DealerGreen Brook, NJ
GMS Group
Broker-DealerEast Hanover, NJ
BCG Securities, Inc.
Broker-DealerCherry Hill, NJ
UBS Financial Services Inc.
Broker-DealerWeehawken, NJ
Scred Securities US LLC
Broker-DealerCape May, NJ
Corebridge Capital Services, Inc.
Broker-DealerJersey City, NJ