Aca/Prudent Investors Planning Corporation

Overview

Aca/Prudent Investors Planning Corporation is a small, client-focused advisory and brokerage firm that serves individual and family clients. The firm operates as a corporation and is owner-managed, with an advisory model that charges a percentage of assets under management. Its business activities extend beyond advice: it is active as a broker-dealer and an insurance broker, and its advisory services explicitly include market-timing services. The firm is not positioned as an ESG investor and does not report multistate adviser status. Investment practice appears to be non-discretionary in nature: the entire reported asset base is classified as non-discretionary, which implies the firm largely provides advice, execution, and insurance distribution while leaving final trade authority with clients. That structure aligns with its dual broker-dealer/insurance role and a revenue mix likely combining advisory fees with commission-based product sales.

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Investments & Alternatives

Location & Offices