Harold Dance Investments

Overview

Harold Dance Investments is a corporation operating as an independent broker‑dealer with insurance brokerage capabilities. The firm became SEC‑registered in 2024 and is owned by an individual. Its client base spans individuals and families as well as some institutional relationships. Advisory work centers on financial planning and portfolio management for individuals and small businesses. Compensation mixes percentage‑of‑AUM fees with hourly and fixed‑fee arrangements. The firm does not identify as an active ESG investor and is not set up as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices