Canaccord Genuity Wealth Management

Broker-DealerFINRA MemberEst. 2015
Total AUM
$135M
Discretionary
$135M
100% of AUM
Accounts
114
Employees
32
Advisory reps
78
Brokerage reps
18

Firm details

Headquarters
Vancouver, British Columbia,
CRD number
7449
Registered since
November 2, 2015
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI86.56%
  • Individuals12.04%
  • Corporations / Businesses1.4%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Canaccord Genuity Wealth Management operates as a corporate-affiliated broker-dealer with a client-facing wealth advisory arm. The firm provides portfolio management services targeted at individuals, families and small businesses, and it also serves some institutional clients. Advisory fees are charged as a percentage of assets under management. According to its regulatory filing, the firm is not positioned as a capital allocator and it does not identify as an active ESG investor. The entity is SEC-registered (since 2015) and is owned through a mix of domestic entity and individual ownership. Its primary business activity is broker-dealer operations coupled with discretionary portfolio management for retail and small-business clients.

Assets & Accounts

Public Holdings

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, US Government Bonds 16%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 4%, Sovereign Bonds 2%, Public Funds/Mutual Funds 2%72%
  • Exchange Traded Equities72%
  • US Government Bonds16%
  • Investment Grade Corp Bonds4%
  • Cash & Cash Equivalents4%
  • Sovereign Bonds2%

Owners & executives

1 of 1
  • Donald Macfayden

    Donald Macfayden

    Chief Financial Officer & Executive Vice PresidentCRD 5390198

Contacts

3 of 77
  • Harold Leishman

    Harold Leishman

    Senior Investment AdvisorCRD 2752100

  • Celestine King

    Celestine King

    Senior Investment AssociateCRD 6765589

  • Penni Johnston-gill

    Penni Johnston-gill

    Registered RepresentativeCRD 6144405

Unlock 74 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Vancouver, British Columbia, null

Location

Vancouver, British Columbia, null

Headquartered in Vancouver, British Columbia, null.

Address
1133 Melville St
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth