Union Capital Company
Firm details
- Headquarters
- Tucson, Arizona
- CRD number
- 110301
- Registered since
- May 26, 2021
- Website
- www.unioncapital.com
- Custodians
- RBC CAPITAL MARKETS, LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Commissions
- Client types
- HNWI51.33%
- Individuals48.67%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Union Capital Company is a small corporate advisory and brokerage firm that registered with the SEC in 2021. It serves individual and family clients, providing portfolio management for individuals and small businesses and acting as a selector of outside advisers. The firm operates both advisory and brokerage/insurance businesses, collecting fees as a percentage of AUM while also generating commission income. Union Capital identifies as a capital allocator and uses third-party managers for some client allocations. The firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds36%
- Cash & Cash Equivalents5%
- Other5%
- Investment Grade Corp Bonds4%
Contacts
3 of 11Joseph Bodkin
DirectorCRD 24606
Max Safdie
Registered RepresentativeCRD 408921
Richard Sladek
Financial AdvisorCRD 426080
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Tucson, AZ
Pima
Location
Tucson, AZ
Headquartered in Tucson, AZ, anchoring the Tucson-Nogales, AZ metro in the West.
- Metro area
- Tucson-Nogales, AZ
- Region
- West
- County
- Pima
- Address
- 6083 E Grant Rd
- Time zone
- MT (UTC-7)
- Office locations
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