UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Broker-DealerFINRA MemberEst. 2000

Total AUM

$12.8B

Discretionary

$607M

5% of AUM

Accounts

47,883

Employees

620

Advisory reps

614

Brokerage reps

539

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 20804
Registered since: January 28, 2000
Website: unitedplanners.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, AXOS CLEARING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Individuals52.89%
HNWI43.58%
Corporations / Businesses2.53%
Charitable Organizations0.67%
Pension & Profit Sharing Plans0.33%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

United Planners' Financial Services Of America A Limited Partner is an independent broker-dealer organized as a partnership and registered with the SEC since 2000. The firm operates as both a broker-dealer and an insurance broker and serves individual and family clients as well as institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Compensation mixes asset-based fees, hourly and fixed charges, and commissions. The firm is not identified as an active ESG investor.