Osaic Wealth, Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
$235B
Discretionary
$161B
69% of AUM
Accounts
850,797
Employees
8,979
Advisory reps
11,569
Brokerage reps
7,655

Firm details

Headquarters
Scottsdale, Arizona
CRD number
23131
Registered since
September 10, 1997
Website
osaic.com
Custodians
PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals48.3%
  • HNWI48.27%
  • Corporations / Businesses2.29%
  • Charitable Organizations0.68%
  • Pension & Profit Sharing Plans0.46%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Wealth, Inc. operates as a corporate independent broker-dealer that also functions as an insurance broker and registered adviser. The firm provides a mix of advisory and brokerage services to both individual and institutional clients, offering financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisers, and educational seminars. Fee arrangements include percentage-of-assets, hourly, and fixed-fee structures. The firm identifies as an active ESG investor and engages with outside managers and pooled vehicles as part of its product and service mix.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 46%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds46%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 379
  • Catherine Hesse

    Catherine Hesse

    Chief Compliance OfficerCRD 5647321

  • Anthony Podojil

    Anthony Podojil

    Chief Operations OfficerCRD 5653093

  • Andrew Beilke

    Andrew Beilke

    Chief Operating OfficerCRD 5672444

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Contacts

3 of 11190

  • Chani Marie Trench

    IARCRD 5639948

  • Scott Shepherd

    Scott Shepherd

    Financial AdvisorCRD 5640079

  • Sean Gallahan

    Sean Gallahan

    PartnerCRD 5640783

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
18700 N Hayden Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth