OSAIC WEALTH, INC.

Broker-DealerFINRA MemberEst. 1997

Total AUM

$235B

Discretionary

$161B

69% of AUM

Accounts

850,797

Employees

8,979

Advisory reps

11,607

Brokerage reps

7,655

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 23131
Registered since: September 10, 1997
Website: osaic.com
Custodians: PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals48.3%
HNWI48.27%
Corporations / Businesses2.29%
Charitable Organizations0.68%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Wealth, Inc. operates as a corporate broker-dealer and independent investment adviser platform that combines advisory services with insurance and broker-dealer capabilities. Registered with the SEC since 1997, the firm serves both individual and institutional clients and provides a mix of financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of third‑party advisers, and educational programming. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm reports an active ESG investing stance and maintains business relationships across the financial-services ecosystem—covering broker-dealer, trust, and insurance company activities. While Osaic is not primarily identified as a capital allocator, its affiliations include roles such as sponsor, general partner or managing member of pooled investment vehicles, which facilitates offering private fund access and other sponsored products through its platform.