Osaic Wealth, Inc.

Broker-DealerFINRA MemberEst. 1997

Total AUM

$235B

Discretionary

$161B

69% of AUM

Accounts

850,797

Employees

8,979

Advisory reps

11,607

Brokerage reps

7,655

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 23131
Registered since: September 10, 1997
Website: osaic.com
Custodians: PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals48.3%
HNWI48.27%
Corporations / Businesses2.29%
Charitable Organizations0.68%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Wealth, Inc. is a corporate broker-dealer and investment bank that serves both individual and institutional clients. The firm provides a mix of advisory and brokerage services, including financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars. It also operates as an insurance broker. Fee arrangements span percentage-of-AUM, hourly, and fixed-fee models. Osaic identifies as an active ESG investor and is not structured as a dedicated capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities49%
Public Funds/Mutual Funds46%
Cash & Cash Equivalents2%
US Government Bonds1%
State & Local Bonds1%

Owners & executives

3 of 376

David Robinson
CEO & PresidentCRD 1980643
Janine Hoffer
Chief Financial OfficerCRD 4026620
Thomas Leonardi
President and Chief Executive OfficerCRD 723356

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Contacts

3 of 11231

Robert Springer
Wealth ManagerCRD 869402
Cheryl Munoz
PresidentCRD 3136964
Patrick Flanagan
Financial AdvisorCRD 2012111

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area: Phoenix-Mesa, AZ
Region: West
County: Maricopa
Address: 18700 N Hayden Rd
Time zone: MT (UTC-7)
Office locations

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