Osaic Wealth, Inc.

Broker-DealerFINRA MemberEst. 1997

Total AUM

$235B

Discretionary

$161B

69% of AUM

Accounts

850,797

Employees

8,979

Advisory reps

11,587

Brokerage reps

7,655

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 23131
Registered since: September 10, 1997
Website: osaic.com
Custodians: PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals48.3%
HNWI48.27%
Corporations / Businesses2.29%
Charitable Organizations0.68%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Wealth, Inc. is a corporate, SEC-registered firm that operates as an independent broker-dealer and insurance broker. The firm serves both individual and family clients as well as institutional clients, and it offers a mix of advisory and brokerage capabilities. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and client education through seminars and workshops. Fee arrangements span percentage-of-AUM, hourly billing and fixed fees. The firm reports active engagement with ESG considerations and is involved in sponsor/GP roles for pooled investment vehicles in addition to acting as a broker-dealer and insurance intermediary. Osaic does not position itself as a capital allocator; instead it deploys third-party managers and products across its client base.