Broker-Dealers: $100M – $500M AUM
85 Broker-Dealers in the $100M – $500M AUM range, ranked by reported regulatory assets.
Hudson Heritage Capital Management, Inc.
Broker-DealerCroton On Hudson, NY
AUM $129MTEAM 12REPS 12
BHK Securities, LLC
Broker-DealerBirmingham, AL
AUM $128MTEAM 8REPS 4
Independence Capital Co, Inc.
Broker-DealerParma, OH
AUM $119MTEAM 43REPS 42
Buckram Securities Ltd
Broker-DealerLocust Valley, NY
AUM $117MTEAM 3REPS 5
Arlington Securities, Inc
Broker-DealerSaint Louis
AUM $117MTEAM 18REPS 17
Murray Securities, Inc.
Broker-DealerTyler, TX
AUM $117MTEAM 4REPS 4
First Georgetown Securities, Inc
Broker-DealerAlexandria, VA
AUM $116MTEAM 4REPS 4
CW Securities, LLC
Broker-DealerKnoxville, TN
AUM $113MTEAM 3REPS 4
Gramercy Park Wealth Advisors, LLC
Broker-DealerNashville
AUM $108MTEAM 7REPS 7
Potomac Investment Company
Broker-DealerThe Villages
AUM $107MTEAM 2REPS 2
Carter, Terry & Company, Inc.
Broker-DealerAtlanta, GA
AUM $104MTEAM 33REPS 33
Alamo Capital
Broker-DealerWalnut Creek, CA
AUM $104MTEAM 20REPS 20
Capital Synergy Partners
Broker-DealerIrvine, CA
AUM $102MTEAM 46REPS 48
Other AUM ranges
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