Broker-Dealers: $100M – $500M AUM
88 Broker-Dealers in the $100M – $500M AUM range, ranked by reported regulatory assets.
WORTH FINANCIAL GROUP INC.
Broker-DealerDALLAS, TX
AUM $123MTEAM 11REPS 12
INDEPENDENCE CAPITAL CO., INC.
Broker-DealerPARMA, OH
AUM $119MTEAM 43REPS 42
BUCKRAM SECURITIES LTD
Broker-DealerLOCUST VALLEY, NY
AUM $117MTEAM 3REPS 5
ARLINGTON SECURITIES, INC
Broker-DealerSAINT LOUIS
AUM $117MTEAM 18REPS 17
WESTERN GROWERS FINANCIAL SERVICES
Broker-DealerIRVINE, CA
AUM $116MTEAM 4REPS 3
CW SECURITIES, LLC
Broker-DealerKNOXVILLE, TN
AUM $113MTEAM 3REPS 4
HERNDON PLANT OAKLEY LTD
Broker-DealerCORPUS CHRISTI, TX
AUM $111MTEAM 3REPS 16
GRAMERCY PARK WEALTH ADVISORS, LLC
Broker-DealerNASHVILLE
AUM $108MTEAM 8REPS 7
POTOMAC INVESTMENT COMPANY
Broker-DealerTHE VILLAGES
AUM $107MTEAM 2REPS 1
LANDOLT SECURITIES, INC.
Broker-DealerLAKE BLUFF, IL
AUM $106MTEAM 11REPS 33
MURRAY SECURITIES, INC.
Broker-DealerTYLER, TX
AUM $104MTEAM 4REPS 4
CARTER, TERRY & COMPANY, INC.
Broker-DealerAtlanta, GA
AUM $104MTEAM 33REPS 33
ALAMO CAPITAL
Broker-DealerWALNUT CREEK, CA
AUM $104MTEAM 20REPS 20
CAPITAL SYNERGY PARTNERS
Broker-DealerIRVINE, CA
AUM $102MTEAM 21REPS 46
FIRST GEORGETOWN SECURITIES, INC
Broker-DealerALEXANDRIA, VA
AUM $102MTEAM 4REPS 4
CANACCORD GENUITY WEALTH MANAGEMENT
Broker-DealerVANCOUVER, BRITISH COLUMBIA
AUM $101MTEAM 31REPS 78
Other AUM ranges
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