Arlington Securities, Inc

Broker-DealerFINRA MemberEst. 1987
Total AUM
$117M
Discretionary
$39.9M
34% of AUM
Accounts
320
Employees
18
Advisory reps
17
Brokerage reps
18

Firm details

Headquarters
Saint Louis,
CRD number
19596
Registered since
August 27, 1987
Fee structure
Percentage of AUM, Commissions, Other
Client types
  • HNWI72.42%
  • Individuals27.58%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersMarket Timing Services

Firm profile

FINTRX

Overview

Arlington Securities, Inc. is an independent broker‑dealer and insurance broker that serves individual and family clients. The firm is structured as a corporation owned by an individual and has been SEC‑registered since 1987. It offers a mix of commission and fee arrangements, including percentage‑of‑AUM billing alongside transactional commissions and other fee arrangements. Advisory services listed in regulatory filings include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and market‑timing services. The firm is marked as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

3 of 17
  • Michele Berra

    Michele Berra

    Registered RepresentativeCRD 1216249

  • Timothy Wingenbach

    Timothy Wingenbach

    Registered RepresentativeCRD 5007031

  • Ruth Chady

    Ruth Chady

    Certified Financial PlannerCRD 1107086

Unlock 14 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Louis, null

Location

Saint Louis, null

Headquartered in Saint Louis, null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth