First Georgetown Securities, Inc

Overview

First Georgetown Securities, Inc. is a small, independent broker-dealer and registered adviser that focuses on portfolio management for individuals and small businesses. The firm is organized as a corporation, has been SEC-registered since 1975, and is owned by an individual. It charges fees as a percentage of assets under management and serves an individual and family client base. First Georgetown does not position itself as a capital allocator to external private funds, is not active on ESG mandates, and does not present as a multi-state or pension-focused adviser. The firm operates in dual capacities as a broker-dealer and an investment adviser, and it holds the regulatory status of a qualified custodian. That combination suggests it provides both transaction and advisory services while maintaining custody infrastructure, rather than operating as a fund manager or alternative-asset allocator.

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Public Holdings

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Location & Offices