Navy Federal Investment Services, LLC

Broker-DealerFINRA Member

Total AUM

$2.1B

Discretionary

0% of AUM

Accounts

8,783

Employees

206

Advisory reps

181

Brokerage reps

168

Firm details

Headquarters: Vienna, Virginia
CRD number: 138459
Registered since: June 21, 2007
Website: www.navyfederal.org
Custodians: PERSHING LLC
Fee structure: Percentage of AUM
Client types: Individuals79.87%
HNWI20.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Navy Federal Investment Services, LLC is an SEC-registered investment firm (registered in 2007) that operates as an independent broker-dealer and limited liability company. The firm serves individual and family clients and is organized to perform both brokerage and advisory functions: it acts as a broker-dealer and registered representative, offers insurance brokerage, and provides fee-based financial planning and portfolio management services. Its stated fee model is a percentage of assets under management. The firm functions as a capital allocator and sources third-party managers when appropriate. Advisory activities include portfolio management for individuals, small businesses and institutions, selection of other advisers, and investor education through seminars and workshops. Navy Federal Investment Services identifies as an active ESG investor and maintains business relationships with banking/thrift and insurance entities in addition to its broker-dealer role.