CAPITOL SECURITIES MANAGEMENT, INC.

Broker-DealerFINRA MemberEst. 1992

Total AUM

$2.2B

Discretionary

$1.8B

85% of AUM

Accounts

3,970

Employees

170

Advisory reps

142

Brokerage reps

143

Firm details

Headquarters: GLEN ALLEN, Virginia
CRD number: 14169
Registered since: March 16, 1992
Website: www.capitolsecurities.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI38.78%
Other32.28%
Individuals25.54%
Corporations / Businesses1.32%
State / Municipal Government0.99%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Capitol Securities Management, Inc. is a corporate investment bank and independent broker-dealer that has been SEC-registered since 1992. The firm serves both individual/family clients and institutional accounts and functions as a capital allocator, sourcing and placing third‑party investment strategies alongside more traditional advisory mandates. Its advisory offerings include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and educational workshops. Fee arrangements are flexible and include percentage‑of‑AUM billing as well as hourly and fixed‑fee engagements. The firm does not identify as an active ESG investor and lists an insurance company affiliation within its industry relationships.