CAPITAL BROKERAGE CORPORATION

Broker-DealerFINRA MemberEst. 1981
Total AUM
Advisory reps
53
Avg account
$0

Firm details

Headquarters
GLEN ALLEN, Virginia
CRD number
10465
Registered since
October 5, 1981

Firm profile

FINTRX

Overview

Capital Brokerage Corporation is a corporate entity that has been SEC-registered since 1981. The firm's ownership is reported as a combination of a domestic entity and an individual, and it is classified in the dataset as "Unclassified," indicating it does not sit neatly within standard advisory subcategories in the available records. The firm is not identified as a capital allocator and is not marked as an active ESG investor. It is also not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The public data set provides minimal detail about the firm's business model, advisory activities, fee schedule, or client segmentation. That lack of disclosure limits what can be confirmed about how the firm sources clients, structures fees, or delivers advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 53
  • JENNIFER KATONA-DUNLAVEY

    Registered RepresentativeCRD 6734086

  • Mary Rogers

    Registered RepresentativeCRD 6476425

  • JAMES BEAM

    Associate General CounselCRD 4871855

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GLEN ALLEN, VA

HENRICO

Location

GLEN ALLEN, VA

Headquartered in GLEN ALLEN, VA, in the South of the United States.

Region
South
County
HENRICO
Address
11011 W Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth