Independence Capital Co, Inc.

Broker-DealerFINRA MemberEst. 1989

Total AUM

$119M

Discretionary

$118M

100% of AUM

Accounts

300

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Parma, Ohio
CRD number: 24723
Registered since: August 7, 1989
Website: www.indcap.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, HILLTOP SECURITIES INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: Individuals63.05%
HNWI36.95%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Independence Capital Co, Inc. is an insurance broker-dealer that has been SEC-registered since 1989 and is owned by an individual. The firm serves primarily individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Its compensation blends asset-based fees and hourly charges. Independence Capital acts as a capital allocator and participates in broker-dealer activities rather than emphasizing ESG investing; it is not identified as an active ESG investor. The firm maintains professional relationships with accountants, law firms, and insurance companies, which appear to support its client service and referral network. While its adviser classification indicates it is not a registered multi-state adviser, the firm operates offices across multiple states (see Location & Offices).