INDEPENDENCE CAPITAL CO., INC.

Overview

Independence Capital Co, Inc. is an independent broker-dealer and fee-based advisory practice that combines brokerage services with discretionary portfolio management and financial planning for individuals and families. Founded in 1989 and owned by an individual, the firm acts as a capital allocator and offers both percentage-of-AUM and hourly fee arrangements. Its advisory capabilities include portfolio management for individuals and small businesses and the selection of other advisers, which lets the firm construct or outsource specialist portions of client portfolios. Investment activity is centered on public pooled products—mutual funds and other public funds—while the firm also places client capital with third-party alternative managers. It is not an active ESG investor and is not registered as a multi-state adviser despite operating across several states. As a broker-dealer, Independence Capital mixes commission and fee-based solutions and has affiliations with accountants, law firms and insurance companies that support client planning and implementation.

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Public Holdings

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Location & Offices