HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
Firm details
- Headquarters
- CROTON ON HUDSON, New York
- CRD number
- 44357
- Registered since
- January 14, 2008
- Website
- www.hhcminc.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals72.29%
- HNWI24.14%
- Pension & Profit Sharing Plans3.42%
- Charitable Organizations0.15%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Hudson Heritage Capital Management, Inc. is an independently owned broker-dealer and insurance broker that has been SEC-registered since 2008. The firm serves individual and family clients as well as institutional accounts, offering financial planning and portfolio management geared toward individuals and small businesses. Its advisory compensation is charged as a percentage of assets under management. The firm does not identify as an active ESG investor, is not designated as a multi-state adviser in the source data, and is not structured as a capital allocator—alternative exposures are obtained through third-party managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents11%
- Investment Grade Corp Bonds9%
- Non-Investment Grade Corp Bonds9%
Contacts
3 of 12DEBORAH LEE-TSAI
OwnerCRD 3232731
MICHAEL PONTILLO
RepresentativeCRD 2259048
FRANK HIZA
CRD 4001796
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CROTON ON HUDSON, NY
WESTCHESTER
Location
CROTON ON HUDSON, NY
Headquartered in CROTON ON HUDSON, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- WESTCHESTER
- Address
- 20 Baltic Pl
- Time zone
- ET (UTC-5)
- Office locations
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