Universal Financial Services Inc.

Broker-DealerFINRA Member
Total AUM
$325M
Discretionary
$325M
100% of AUM
Accounts
1
Employees
3
Advisory reps
8
Brokerage reps
2

Firm details

Headquarters
Guaynabo, PR
CRD number
131558
Registered since
May 21, 2021
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Universal Financial Services Inc. is a corporate, institutional registered investment adviser that also operates as a broker-dealer. The firm is SEC-registered (registered in 2021) and serves an institutional client base, focusing on portfolio management for investment companies. Its fee model is a percentage of assets under management. The firm is affiliated with an insurance company and is structured with domestic entity and individual ownership. It is not positioned as a capital allocator, is not an active ESG investor, and does not identify as a multi-state or pension-consulting adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Raymond Eissa

    Senior Regional Vice PresidentCRD 1267741

  • Mariangie Colon Rosado

    Investment ProductsCRD 2427241

  • Jose Benitez-ulmer

    Jose Benitez-ulmer

    PresidentCRD 2919918

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Guaynabo, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
1 Lote 10
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth