UNIVERSAL FINANCIAL SERVICES INC.

Overview

Universal Financial Services Inc. is a corporation registered with the SEC in 2021 that operates as a broker-dealer and provides portfolio management for investment companies. The firm’s client base is institutional and it charges fees as a percentage of assets under management. It does not identify as an active ESG investor and is not registered as a multi-state adviser. Regulatory and classification data list the firm as unclassified and not a capital allocator, which, combined with its advisory activity, suggests a focus on managing assets on behalf of institutional investment-company clients rather than acting as a broad-based third‑party allocator. The firm’s ownership is listed as a domestic entity/individual and it maintains industry affiliation with an insurance company, indicating at least some relationships or business lines tied to insurance-sector clients or products. Universal Financial Services Inc. presents as a small, specialized institutional manager and broker-dealer rather than a retail wealth manager.

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Investments & Alternatives

Location & Offices