PARITER SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Guaynabo, PR
CRD number
127836
Registered since
December 3, 2003

Firm profile

FINTRX

Overview

Pariter Securities, LLC is an individually owned limited liability company that has been SEC-registered since 2003. Public filings and the available snapshot characterize the firm as unclassified and indicate it does not act as a capital allocator. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. Available data provide very limited detail about Pariter’s service lines, client segments, advisory activities, or investment approach. There are no disclosed descriptions of portfolio construction, product shelf, or manager selection processes in the provided records.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • EDUARDO SOTOMAYOR ALAMO

    Chief Compliance OfficerCRD 4479048

  • Marcos Velez Green

    Chief Financial OfficerCRD 6841122

Contacts

3 of 4
  • RICHARD KEARNS

    Registered RepresentativeCRD 4429679

  • STEVEN THORNTON

    PresidentCRD 4496384

  • BRAULIO NIEVES ROMAN

    Investment AdvisorCRD 4314517

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Guaynabo, PR

San Juan-Bayam_n, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
243 2
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth