Pariter Securities, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Guaynabo, PR
CRD number
127836
Registered since
December 3, 2003

Firm profile

FINTRX

Overview

Pariter Securities, LLC is organized as a limited liability company and is recorded by FINTRX as SEC-registered since 2003. Ownership is listed as individual rather than institutional, and the platform categorizes the firm as unclassified. FINTRX does not report disclosed business lines, advisory services, or a defined client base for Pariter Securities. The profile data indicates the firm is not designated as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, a newly formed adviser, or a pension consultant, and there is no indication of related-adviser status.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Eduardo Sotomayor Alamo

    Eduardo Sotomayor Alamo

    Chief Compliance OfficerCRD 4479048

Contacts

3 of 4
  • Richard Kearns

    Registered RepresentativeCRD 4429679

  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

  • Braulio Nieves Roman

    Braulio Nieves Roman

    Investment AdvisorCRD 4314517

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Guaynabo, PR

San Juan-Bayam_n, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
243 2
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth