First Southern, LLC
Firm details
- Headquarters
- Guaynabo, PR
- CRD number
- 282756
- Registered since
- December 5, 2016
- Website
- fssec.com
Firm profile
FINTRXOverview
First Southern, LLC is a limited liability company that is registered with the SEC as an investment adviser since 2016. FINTRX classifies the firm as unclassified and records its owner type as a combination of a domestic entity and individual ownership. The firm is not listed as a multi-state adviser, it is not identified as a capital allocator, and it does not report active ESG investing activity. FINTRX does not provide details on the firm's advisory or business activities, fee structure, or client demographics.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4William Hawk
CEO & PresidentCRD 2494928
Stephanie Jackels
Chief Financial OfficerCRD 5928877
Sharon Jones
Chief Compliance OfficerCRD 3124470
Contacts
3 of 43Manlio Arena
Registered RepresentativeCRD 4087592
Lauri Friel
Compliance ManagerCRD 4196353
Daniel Schwartz
Director of Business DevelopmentCRD 5820451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Guaynabo, PR
Location
Guaynabo, PR
Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.
- Metro area
- San Juan-Bayam_n, PR
- Address
- 2 Calle Tabonuco
- Office locations
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