First Southern, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
47
Avg account
$0

Firm details

Headquarters
Guaynabo, PR
CRD number
282756
Registered since
December 5, 2016
Website
fssec.com

Firm profile

FINTRX

Overview

First Southern, LLC is organized as a limited liability company and is registered with the SEC since 2016. FINTRX characterizes ownership as a combination of a domestic entity and an individual and lists the firm’s regulatory classification as unclassified. The dataset contains few details about the firm’s business lines, client segments, fee arrangements or advisory activities; those fields are blank. The firm is not identified in the FINTRX record as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. It is also not marked as newly formed. These flags suggest limited public disclosure about operational focus and target clientele in the available profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • William Hawk

    CEO & PresidentCRD 2494928

  • Sharon Jones

    Sharon Jones

    Chief Compliance OfficerCRD 3124470

  • Glorimar Escudero Diaz

    Glorimar Escudero Diaz

    Executive CoordinatorCRD 3206566

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Contacts

3 of 43
  • Jorge Maldonado

    Jorge Maldonado

    Investment Adviser RepresentativeCRD 3239238

  • Vasileios Sfyris

    Managing PartnerCRD 4026992

  • Brandon Warres

    Brandon Warres

    Investment Advisor RepresentativeCRD 6926123

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Guaynabo, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
2 Calle Tabonuco
Office locations

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