FIRST SOUTHERN, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
Guaynabo, PR
CRD number
282756
Registered since
December 5, 2016
Website
fssec.com

Firm profile

FINTRX

Overview

First Southern, LLC is a limited liability company that has been registered with the SEC since 2016. FINTRX classifies the firm as unclassified and records the owner type as both a domestic entity and an individual. The profile indicates First Southern is not a capital allocator and is not identified as an active ESG investor. The FINTRX snapshot does not list specifics on client segments, fee schedules, core business activities, or defined advisory services. Additional flags in the profile show the firm is not recorded as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser to another registered entity.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • WILLIAM HAWK

    CEO & PresidentCRD 2494928

  • Stephanie Jackels

    Chief Financial OfficerCRD 5928877

  • GLORIMAR ESCUDERO DIAZ

    Executive CoordinatorCRD 3206566

Contacts

3 of 42
  • MANLIO ARENA

    Registered RepresentativeCRD 4087592

  • DANIEL SCHWARTZ

    Director of Business DevelopmentCRD 5820451

  • RAFAEL PAGAN MARXUACH

    Managing PartnerCRD 2863850

Unlock 39 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Guaynabo, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
2 Calle Tabonuco
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth