First Southern, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
Guaynabo, PR
CRD number
282756
Registered since
December 5, 2016
Website
fssec.com

Firm profile

FINTRX

Overview

First Southern, LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2016. FINTRX characterizes ownership as a mix of a domestic entity and an individual and lists the firm’s regulatory classification as unclassified. The profile signals that First Southern does not act as a capital allocator and does not identify itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public disclosures on investment approach, client segments, fee schedules and specific advisory activities are sparse in the available record. That limited transparency makes it difficult to draw conclusions about target client types or portfolio construction from the FINTRX snapshot alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • William Hawk

    CEO & PresidentCRD 2494928

  • Stephanie Jackels

    Chief Financial OfficerCRD 5928877

  • Glorimar Escudero Diaz

    Glorimar Escudero Diaz

    Executive CoordinatorCRD 3206566

Contacts

3 of 42
  • Manlio Arena

    Registered RepresentativeCRD 4087592

  • Daniel Schwartz

    Daniel Schwartz

    Director of Business DevelopmentCRD 5820451

  • Rafael Pagan Marxuach

    Rafael Pagan Marxuach

    Managing PartnerCRD 2863850

Unlock 39 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Guaynabo, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
2 Calle Tabonuco
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth